Form 4 for RJF Raymond James Financial
Accepted 2023-12-01 00:00:00 ET · period of report 2023-11-20 · accession 0001225208-23-010604 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-01 | 2023-12-01 | RJF | Raney Steven M | Pres, CEO RJBank | S - Sale+OE | $106.84 | -5,531 | 57.0K | -9% | -$590.9K |
| DM | 2023-12-01 | 2023-11-29+ | RJF | Raney Steven M | Pres, CEO RJBank | F - Tax | $103.52 | -1,639 | 59.3K | -3% | -$169.7K |
| DM | 2023-12-01 | 2023-11-29+ | RJF | Raney Steven M | Pres, CEO RJBank | M - OptEx | $0.00 | +6,000 | 59.6K | +11% | $0 |
| D | 2023-12-01 | 2023-11-20 | RJF | Raney Steven M | Pres, CEO RJBank | A - Grant | $0.00 | +2,214 | 57.0K | +4% | $0 |
| DM | 2023-12-01 | 2023-11-29+ | RJF | Raney Steven M | Pres, CEO RJBank | M - OptEx | $0.00 | -6,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-01 | S | D | 5,531 | $106.84 | 56,964 | D | — | — | (F4) Reflects the weighted average sale price. The range of prices for such transaction was $106.79 to $106.90. |
| 2 | Common | Common Stock | 2023-11-30 | F | D | 1,274 | $103.75 | 62,495 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-30 | M | A | 4,500 | $0.00 | 63,769 | D | — | — | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Common | Common Stock | 2023-11-29 | F | D | 365 | $102.73 | 59,269 | D | — | — | |
| 5 | Common | Common Stock | 2023-11-20 | A | A | 2,214 | $0.00 | 56,964 | D | — | — | (F1) Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2020. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021. |
| 6 | Common | Common Stock | 2023-11-29 | M | A | 1,500 | $0.00 | 59,634 | D | — | — | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 7 | Derivative | Restricted Stock Units | 2023-11-30 | M | D | 4,500 | $0.00 | 3,000 | D | — · — to 2025-11-30 | 4,500 Common Stock | (F8) The RSU grant was previously reported as covering 5,000 shares awarded on December 3, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F7) RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025. |
| 8 | Derivative | Restricted Stock Units | 2023-11-29 | M | D | 1,500 | $0.00 | 0 | D | — · — to 2023-11-29 | 1,500 Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F6) RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023. |