Form 4 for CARR Carrier Global
Accepted 2023-12-04 00:00:00 ET · period of report 2023-12-01 · accession 0001225208-23-010658 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-04 | 2023-12-01 | CARR | Goris Patrick P. | SVP, CFO | F - Tax | $53.22 | -7,263 | 33.6K | -18% | -$386.5K |
| D | 2023-12-04 | 2023-12-01 | CARR | Goris Patrick P. | SVP, CFO | M - OptEx | $0.00 | +18.5K | 40.9K | +82% | $0 |
| D | 2023-12-04 | 2023-12-01 | CARR | Goris Patrick P. | SVP, CFO | M - OptEx | $0.00 | -18.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-01 | F | D | 7,263 | $53.22 | 33,603 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-01 | M | A | 18,457 | $0.00 | 40,866 | D | — | — | (F1) Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. |
| 3 | Derivative | Restricted Stock Unit RSU | 2023-12-01 | M | D | 18,457 | $0.00 | 0 | D | — · 2023-12-01 to — | 18,457 Common Stock | (F1) Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. (F2) The reporting person was granted these RSUs on December 1, 2020 and these are the last of three tranches that vested over a three-year period. |