Form 4 for MWA Mueller Water Products, Inc.

Accepted 2023-12-06 00:00:00 ET · period of report 2023-12-04 · accession 0001225208-23-010818 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-12-06	2023-12-04	MWA	Carroll Chason A	VP, GC, Corp Sec	M - OptEx	$0.00	+3,238	13.0K	+33%	$0
D	2023-12-06	2023-12-04	MWA	Carroll Chason A	VP, GC, Corp Sec	D - Sale to Iss	$13.70	-3,238	9,736	-25%	-$44.4K
D	2023-12-06	2023-12-04	MWA	Carroll Chason A	VP, GC, Corp Sec	M - OptEx	$0.00	-3,238	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-12-04	M	A	3,238	$0.00	12,973.57	D	—	—	(F1) Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock are settled solely in cash upon vesting.
2	Common	Common Stock	2023-12-04	D	D	3,238	$13.70	9,735.57	D	—	—	(F2) Includes 6,430.57 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.
3	Derivative	Phantom Stock	2023-12-04	M	D	3,238	$0.00	0	D	— · — to 2023-12-02	3,238 Common Stock	(F3) Phantom stock granted on December 2, 2020 pursuant to the Mueller Water Products, Inc. Phantom Plan. (F4) Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock will be settled solely in cash upon vesting. (F5) Phantom stock awards vest annually, on a pro-rata basis, over a 3-year period. The first tranche of the award (3,239 shares) vested on December 2, 2021; the second tranche (3,238 shares) vested on December 2, 2022; and the third tranche (3,238 shares) vested on December 4, 2023.