Form 4 for RJF Raymond James Financial
Accepted 2023-12-18 00:00:00 ET · period of report 2023-12-14 · accession 0001225208-23-011193 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-18 | 2023-12-15 | RJF | REILLY PAUL C | COB, CEO, Dir | F - Tax | $110.88 | -11.4K | 272.5K | -4% | -$1.26M |
| D | 2023-12-18 | 2023-12-14 | RJF | REILLY PAUL C | COB, CEO, Dir | G - Gift | $0.00 | -19.1K | 253.1K | -7% | $0 |
| D | 2023-12-18 | 2023-12-15 | RJF | REILLY PAUL C | COB, CEO, Dir | M - OptEx | $0.00 | +30.8K | 283.9K | +12% | $0 |
| DM | 2023-12-18 | 2023-12-15 | RJF | REILLY PAUL C | COB, CEO, Dir | A - Grant | $0.00 | +45.1K | 33.4K | New | $0 |
| D | 2023-12-18 | 2023-12-15 | RJF | REILLY PAUL C | COB, CEO, Dir | M - OptEx | $0.00 | -30.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-15 | F | D | 11,408 | $110.88 | 272,531 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-14 | G | D | 19,116 | $0.00 | 253,106 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-15 | M | A | 30,833 | $0.00 | 283,939 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Derivative | Restricted Stock Units | 2023-12-15 | A | A | 11,724 | $0.00 | 11,724 | D | — · — to 2028-12-15 | 11,724 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vest 60% on 12/15/2026, 20% on 12/15/2027, and 20% on 12/15/2028. |
| 5 | Derivative | Restricted Stock Units | 2023-12-15 | A | A | 33,369 | $0.00 | 33,369 | D | — · 2026-12-15 to 2026-12-15 | 33,369 Common Stock | (F5) Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 6 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 30,833 | $0.00 | 0 | D | — · 2023-12-15 to 2023-12-15 | 30,833 Common Stock | (F4) The RSU grant was previously reported as covering 20,555 shares awarded on December 15, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |