Form 4 for NRG NRG Energy

Accepted 2023-12-19 00:00:00 ET · period of report 2023-11-01 · accession 0001225208-23-011280 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-12-19	2023-11-01+	NRG	Schaumburg Anne C	Dir	A - Grant	$0.00	+1,001	101.1K	+1.0%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, par value $.01 per share	2023-12-15	A	A	462	$0.00	101,576	D	—	—	(F2) Represents 462 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan resulting from a supplemental grant in connection with an increase in equity compensation. (F3) Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of service on NRG Energy, Inc.'s Board of Directors.
2	Common	Common Stock, par value $.01 per share	2023-11-01	A	A	539	$0.00	101,114	D	—	—	(F1) Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 2 securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 8,575 dividend equivalent rights. This acquistion is being reported late due to an inadvertent clerical error and not any error of the Reporting Person.