Form 4 for AZO AutoZone
Accepted 2024-01-09 00:00:00 ET · period of report 2024-01-05 · accession 0001225208-24-000646 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-09 | 2024-01-05 | AZO | Newbern Thomas B | COO | S - Sale+OE | $2,551.62 | -7,800 | 7,564 | -51% | -$19.90M |
| D | 2024-01-09 | 2024-01-05 | AZO | Newbern Thomas B | COO | M - OptEx | $772.80 | +7,800 | 10.3K | +310% | +$6.03M |
| D | 2024-01-09 | 2024-01-05 | AZO | Newbern Thomas B | COO | M - OptEx | $0.00 | -7,800 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-05 | S | D | 1,187 | $2,548.64 | 6,377.47 | D | — | — | (F6) This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,548.16 - $2,548.76 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
| 2 | Common | Common Stock | 2024-01-05 | S | D | 1,545 | $2,551.49 | 4,832.47 | D | — | — | (F7) This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,550.98 - $2,551.97 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
| 3 | Common | Common Stock | 2024-01-05 | S | D | 2,313 | $2,549.77 | 2,519.47 | D | — | — | (F8) This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,549.00 - $2,549.94 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
| 4 | Common | Common Stock | 2024-01-05 | S | D | 100 | $2,544.88 | 10,215.47 | D | — | — | |
| 5 | Common | Common Stock | 2024-01-05 | S | D | 315 | $2,554.70 | 9,900.47 | D | — | — | (F1) This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,554.16 - $2,555.06 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
| 6 | Common | Common Stock | 2024-01-05 | S | D | 436 | $2,552.26 | 9,464.47 | D | — | — | (F2) This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,552.06 - $2,552.99 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
| 7 | Common | Common Stock | 2024-01-05 | S | D | 4 | $2,557.62 | 10,315.47 | D | — | — | |
| 8 | Common | Common Stock | 2024-01-05 | S | D | 599 | $2,553.45 | 8,365.47 | D | — | — | (F4) This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,553.09 - $2,554.02 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
| 9 | Common | Common Stock | 2024-01-05 | S | D | 500 | $2,555.59 | 8,964.47 | D | — | — | (F3) This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,555.36 - $2,556.10 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
| 10 | Common | Common Stock | 2024-01-05 | M | A | 7,800 | $772.80 | 10,319.47 | D | — | — | |
| 11 | Common | Common Stock | 2024-01-05 | S | D | 801 | $2,557.00 | 7,564.47 | D | — | — | (F5) This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,556.43 - $2,557.16 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
| 12 | Derivative | Non-Qualified Stock Option (right to buy) | 2024-01-05 | M | D | 7,800 | $0.00 | 0 | D | $772.80 · — to 2028-09-26 | 7,800 Common Stock | (F9) Options granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in one-fourth annual increments beginning on September 25, 2019. |