Form 4 for JPM JPMorgan Chase
Accepted 2024-01-16 19:11:00 ET · period of report 2024-01-13 · accession 0001225208-24-000939 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-16 19:11 | 2024-01-13 | JPM | Pinto Daniel E | Pres, COO, CEO CIB | M - OptEx | $0.00 | +68.3K | 635.0K | +12% | $0 |
| D | 2024-01-16 19:11 | 2024-01-13 | JPM | Pinto Daniel E | Pres, COO, CEO CIB | F - Tax | $172.60 | -39.3K | 595.7K | -6% | -$6.78M |
| DM | 2024-01-16 19:11 | 2024-01-13 | JPM | Pinto Daniel E | Pres, COO, CEO CIB | M - OptEx | $0.00 | -68.3K | 55.4K | -55% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-13 | M | A | 16,717 | $0.00 | 583,382 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. |
| 2 | Common | Common Stock | 2024-01-13 | M | A | 13,858 | $0.00 | 597,240 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. |
| 3 | Common | Common Stock | 2024-01-13 | M | A | 12,736 | $0.00 | 609,976 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. |
| 4 | Common | Common Stock | 2024-01-13 | M | A | 12,697 | $0.00 | 622,673 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. |
| 5 | Common | Common Stock | 2024-01-13 | M | A | 12,322 | $0.00 | 634,995 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. |
| 6 | Common | Common Stock | 2024-01-13 | F | D | 39,263 | $172.60 | 595,732 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2024-01-13 | M | D | 12,697 | $0.00 | 0 | D | — · — to 2024-01-13 | 12,697 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. (F2) Restricted stock units vest 20% on each of the following dates: January 13, 2020, January 13, 2021, January 13, 2022, January 13, 2023, and January 13, 2024. As Identified Staff (employees who are material risk-takers identified under U.K. and/or European Union standards) at the time of grant, shares resulting from vesting must be held for 6 months from vesting date. |
| 8 | Derivative | Restricted Stock Units | 2024-01-13 | M | D | 12,736 | $0.00 | 12,736 | D | — · — to 2025-01-13 | 12,736 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. (F3) Restricted stock units vest 20% on each of the following dates: January 13, 2021, January 13, 2022, January 13, 2023, January 13, 2024, and January 13, 2025. As Identified Staff at the time of the grant, shares resulting from vesting must be held for 12 months from vesting date. |
| 9 | Derivative | Restricted Stock Units | 2024-01-13 | M | D | 16,717 | $0.00 | 33,435 | D | — · — to 2026-01-13 | 16,717 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. (F4) Restricted stock units vest 20% on each of the following dates: January 13, 2022, January 13, 2023, January 13, 2024, January 13, 2025, and January 13, 2026. As Identified Staff at the time of grant, the shares resulting from vesting must be held for 12 months from vesting date. |
| 10 | Derivative | Restricted Stock Units | 2024-01-13 | M | D | 12,322 | $0.00 | 36,969 | D | — · — to 2027-01-13 | 12,322 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. (F5) Restricted stock units vest 20% on each of the following dates: January 13, 2023, January 13, 2024, January 13, 2025, January 13, 2026, and January 13, 2027. As Identified Staff at the time of grant, the shares resultingfrom vesting must be held for 12 months from vesting date. |
| 11 | Derivative | Restricted Stock Units | 2024-01-13 | M | D | 13,858 | $0.00 | 55,433 | D | — · — to 2028-01-13 | 13,858 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. (F6) Restricted stock units vest 20% on each of the following dates: January 13, 2024, January 13, 2025, January 13, 2026, January 13, 2027, and January 13, 2028. As Identified Staff at the time of grant, the shares resulting from vesting must be held for 12 months from vesting date. |