Form 4 for NSC Norfolk Southern
Accepted 2024-02-01 00:00:00 ET · period of report 2024-01-30 · accession 0001225208-24-001431 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-01 | 2024-01-30 | NSC | George Mark R | EVP, CFO | F - Tax | $236.48 | -1,893 | 13.6K | -12% | -$447.7K |
| D | 2024-02-01 | 2024-01-30 | NSC | George Mark R | EVP, CFO | A - Grant | $0.00 | +4,200 | 14.8K | +39% | $0 |
| D | 2024-02-01 | 2024-01-30 | NSC | George Mark R | EVP, CFO | M - OptEx | $0.00 | +615 | 15.4K | +4% | $0 |
| DM | 2024-02-01 | 2024-01-30 | NSC | George Mark R | EVP, CFO | A - Grant | — | +11.3K | 8,470 | New | — |
| D | 2024-02-01 | 2024-01-30 | NSC | George Mark R | EVP, CFO | M - OptEx | — | -615 | 6,979 | -8% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-30 | F | D | 242 | $236.48 | 15,208 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-30 | F | D | 1,651 | $236.48 | 13,557 | D | — | — | |
| 3 | Common | Common Stock | 2024-01-30 | A | A | 4,200 | $0.00 | 14,835 | D | — | — | (F1) Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive plan (a Rule 16b-3 plan). |
| 4 | Common | Common Stock | 2024-01-30 | M | A | 615 | $0.00 | 15,450 | D | — | — | (F2) Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the fourth of four installments. |
| 5 | Derivative | Restricted Stock Units | 2024-01-30 | A | A | 2,850 | — | 7,594 | D | — · — to — | 2,850 Common Stock | (F4) Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2024, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. |
| 6 | Derivative | Restricted Stock Units | 2024-01-30 | M | D | 615 | — | 6,979 | D | — · — to — | 615 Common Stock | (F2) Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the fourth of four installments. |
| 7 | Derivative | Option (right to buy, granted 2024) | 2024-01-30 | A | A | 8,470 | — | 8,470 | D | $236.85 · — to 2034-01-29 | 8,470 Common Stock | (F3) Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). These options will vest ratably in four annual installments beginning on the first anniversary of the grant date. |