Form 4 for USB U.S. Bancorp
Accepted 2024-02-16 00:00:00 ET · period of report 2024-02-15 · accession 0001225208-24-002313 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-16 | 2024-02-15 | USB | CECERE ANDREW | COB, Pres, CEO, Dir | M - OptEx | $40.32 | +93.4K | 1.17M | +9% | +$3.76M |
| D | 2024-02-16 | 2024-02-15 | USB | CECERE ANDREW | COB, Pres, CEO, Dir | S - Sale+OE | $41.35 | -93.4K | 1.08M | -8% | -$3.86M |
| D | 2024-02-16 | 2024-02-15 | USB | CECERE ANDREW | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -93.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value | 2024-02-15 | M | A | 93,366 | $40.32 | 1,174,798 | D | — | — | |
| 2 | Common | Common Stock, $0.01 par value | 2024-02-15 | S | D | 93,366 | $41.35 | 1,081,432 | D | — | — | (F1) The price in Column 4 is a weighted average price. The prices actually received ranged from $40.90 to $41.71. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2024-02-15 | M | D | 93,366 | $0.00 | 0 | D | $40.32 · — to 2024-02-20 | 93,366 Common Stock, $0.01 par value | (F3) The options vested in four equal annual installments beginning February 20, 2015. |