Form 4 for DAN DANA Inc
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-15 · accession 0001225208-24-002492 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-20 | 2024-02-15 | DAN | Valencia Antonio | Pres. Power Technologies Group | M - OptEx | $0.00 | +12.2K | 8,286 | New | $0 |
| D | 2024-02-20 | 2024-02-15 | DAN | Valencia Antonio | Pres. Power Technologies Group | D - Sale to Iss | $13.87 | -12.2K | 0 | -100% | -$169.9K |
| DM | 2024-02-20 | 2024-02-15 | DAN | Valencia Antonio | Pres. Power Technologies Group | M - OptEx | $0.00 | -12.2K | 8,285 | -60% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 | 2024-02-15 | M | A | 3,345 | $0.00 | 11,631 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 | 2024-02-15 | M | A | 615 | $0.00 | 12,246 | D | — | — | |
| 3 | Common | Common Stock, par value $0.01 | 2024-02-15 | D | D | 12,246 | $13.87 | 0 | D | — | — | |
| 4 | Common | Common Stock, par value $0.01 | 2024-02-15 | M | A | 8,286 | $0.00 | 8,286 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2024-02-15 | M | D | 3,345 | $0.00 | 16,571 | D | — · 2023-02-15 to — | 3,345 Common Stock, par value $0.01 | (F2) Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. Restricted stock units for Reporting Person will be cash settled. (F3) Restricted stock units granted vest in two (2) equal annual installments beginning on the first anniversary date of the grant. |
| 6 | Derivative | Dividend Equivalent Rights | 2024-02-15 | M | D | 615 | $0.00 | 1,032 | D | — · — to — | 615 Common Stock, par value $0.01 | (F1) The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled. |
| 7 | Derivative | Restricted Stock Units | 2024-02-15 | M | D | 8,286 | $0.00 | 8,285 | D | — · 2023-02-15 to — | 8,286 Common Stock, par value $0.01 | (F2) Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. Restricted stock units for Reporting Person will be cash settled. (F4) Restricted stock units granted vest in three (3) equal annual installments beginning on the first anniversary date of the grant. |