Form 4 for UPS United Parcel Service
Accepted 2024-02-21 00:00:00 ET · period of report 2024-02-16 · accession 0001225208-24-002645 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-21 | 2024-02-16 | UPS | Gutmann Kathleen M. | Pres Intl, Healthcare, SCS | M - OptEx | $0.00 | +20.5K | 103.7K | +25% | $0 |
| DM | 2024-02-21 | 2024-02-16 | UPS | Gutmann Kathleen M. | Pres Intl, Healthcare, SCS | F - Tax | $155.39 | -9,228 | 101.8K | -8% | -$1.43M |
| DM | 2024-02-21 | 2024-02-16 | UPS | Gutmann Kathleen M. | Pres Intl, Healthcare, SCS | M - OptEx | $0.00 | -20.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-16 | M | A | 16,446 | $0.00 | 99,603.87 | D | — | — | (F1) Includes 2,388.8609 shares in the reporting person's 401(k) account. |
| 2 | Common | Class A Common Stock | 2024-02-16 | F | D | 7,406 | $157.23 | 94,438.78 | D | — | — | (F1) Includes 2,388.8609 shares in the reporting person's 401(k) account. |
| 3 | Common | Class A Common Stock | 2024-02-16 | M | A | 4,062.91 | $0.00 | 103,666.78 | D | — | — | (F1) Includes 2,388.8609 shares in the reporting person's 401(k) account. |
| 4 | Common | Class A Common Stock | 2024-02-16 | F | D | 1,822 | $147.92 | 101,844.78 | D | — | — | (F1) Includes 2,388.8609 shares in the reporting person's 401(k) account. |
| 5 | Derivative | Restricted Performance Units | 2024-02-16 | M | D | 16,446 | $0.00 | 0 | D | — · — to — | 16,446 Class A Common Stock | (F2) One unit is equivalent to one share of UPS Class A common stock. (F3) RPUs were vested when earned on February 7, 2024. |
| 6 | Derivative | Restricted Units 2023 | 2024-02-16 | M | D | 4,062.91 | $0.00 | 0 | D | — · — to — | 4,062.91 Class A Common Stock | (F2) One unit is equivalent to one share of UPS Class A common stock. (F4) Each unit automatically converted into one share of Class A common stock following the first anniversary of the grant date. |