Form 4 for UPS United Parcel Service
Accepted 2024-02-21 00:00:00 ET · period of report 2024-02-16 · accession 0001225208-24-002646 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-21 | 2024-02-16 | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | J - Other | $0.00 | 0 | 45.0K | New | $0 |
| DM | 2024-02-21 | 2024-02-16 | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | F - Tax | $155.29 | -7,606 | 58.3K | -12% | -$1.18M |
| DM | 2024-02-21 | 2024-02-16 | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | M - OptEx | $0.00 | +16.9K | 56.4K | +43% | $0 |
| DM | 2024-02-21 | 2024-02-16 | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | M - OptEx | $0.00 | -16.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2024-02-16 | J | A | 7,325 | $0.00 | 7,325 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-02-16 | F | D | 6,017 | $157.23 | 52,331.25 | D | — | — | (F1) Includes 556.8950 shares in the reporting person's 401(k) account and 55.3777 shares acquired in the reporting person's Discounted Employee Stock Purchase Plan. |
| 3 | Common | Class A Common Stock | 2024-02-16 | F | D | 1,589 | $147.92 | 58,348.25 | D | — | — | (F1) Includes 556.8950 shares in the reporting person's 401(k) account and 55.3777 shares acquired in the reporting person's Discounted Employee Stock Purchase Plan. |
| 4 | Common | Class A Common Stock | 2024-02-16 | M | A | 3,542.31 | $0.00 | 59,937.25 | D | — | — | (F1) Includes 556.8950 shares in the reporting person's 401(k) account and 55.3777 shares acquired in the reporting person's Discounted Employee Stock Purchase Plan. |
| 5 | Common | Class A Common Stock | 2024-02-16 | M | A | 13,342 | $0.00 | 56,394.94 | D | — | — | (F1) Includes 556.8950 shares in the reporting person's 401(k) account and 55.3777 shares acquired in the reporting person's Discounted Employee Stock Purchase Plan. |
| 6 | Common | Class A Common Stock | 2024-02-16 | J | D | 7,325 | $0.00 | 45,006.25 | D | — | — | (F1) Includes 556.8950 shares in the reporting person's 401(k) account and 55.3777 shares acquired in the reporting person's Discounted Employee Stock Purchase Plan. |
| 7 | Derivative | Restricted Performance Units | 2024-02-16 | M | D | 13,342 | $0.00 | 0 | D | — · — to — | 13,342 Class A Common Stock | (F3) One unit is equivalent to one share of UPS Class A common stock. (F4) RPUs were vested when earned on February 7, 2024. |
| 8 | Derivative | Restricted Units 2023 | 2024-02-16 | M | D | 3,542.31 | $0.00 | 0 | D | — · — to — | 3,542.31 Class A Common Stock | (F3) One unit is equivalent to one share of UPS Class A common stock. (F5) Each unit automatically converted into one share of Class A common stock following the first anniversary of the grant date. |