Form 4 for AZO AutoZone
Accepted 2024-03-01 00:00:00 ET · period of report 2024-02-28 · accession 0001225208-24-003405 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-01 | 2024-02-28 | AZO | Smith Richard Craig | Sr. VP | M - OptEx | $761.30 | +3,000 | 5,921 | +103% | +$2.28M |
| DM | 2024-03-01 | 2024-02-28 | AZO | Smith Richard Craig | Sr. VP | S - Sale+OE | $2,997.76 | -3,000 | 5,900 | -34% | -$8.99M |
| D | 2024-03-01 | 2024-02-28 | AZO | Smith Richard Craig | Sr. VP | M - OptEx | $0.00 | -3,000 | 1,050 | -74% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-28 | M | A | 3,000 | $761.30 | 5,920.89 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-28 | S | D | 3 | $3,000.40 | 5,917.89 | D | — | — | (F1) This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $3,000.33 - $3,000.53 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
| 3 | Common | Common Stock | 2024-02-28 | S | D | 2,546 | $2,997.51 | 2,920.89 | D | — | — | (F4) This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,997.35 - $2,997.51 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
| 4 | Common | Common Stock | 2024-02-28 | S | D | 433 | $2,999.27 | 5,466.89 | D | — | — | (F3) This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,999.00 - $2,999.72 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
| 5 | Common | Common Stock | 2024-02-28 | S | D | 18 | $2,996.47 | 5,899.89 | D | — | — | (F2) This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,996.04 - $2,996.77 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
| 6 | Derivative | Non-Qualified Stock Option (right to buy) | 2024-02-28 | M | D | 3,000 | $0.00 | 1,050 | D | $761.30 · — to 2025-12-16 | 3,000 Common Stock | (F5) Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual, one-fourth increments beginning on December 15, 2016. |