Form 4 for MAS Masco
Accepted 2024-03-08 00:00:00 ET · period of report 2024-03-06 · accession 0001225208-24-003958 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-08 | 2024-03-06 | MAS | Allman Keith J. | Pres, CEO, Dir | M - OptEx | $42.02 | +1.21M | 994.0K | New | +$50.89M |
| DM | 2024-03-08 | 2024-03-06 | MAS | Allman Keith J. | Pres, CEO, Dir | S - Sale+OE | $75.80 | -1.26M | 1.44M | -47% | -$95.54M |
| DM | 2024-03-08 | 2024-03-06 | MAS | Allman Keith J. | Pres, CEO, Dir | M - OptEx | — | -1.21M | 55.5K | -96% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-06 | M | A | 206,250 | $25.51 | 445,712 | D | — | — | (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. |
| 2 | Common | Common Stock | 2024-03-06 | S | D | 1,052,690 | $75.71 | 190,079 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.20 to $76.19, inclusive. (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. |
| 3 | Common | Common Stock | 2024-03-06 | S | D | 158,435 | $76.37 | 1,242,769 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.20 to $77.00, inclusive. (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. |
| 4 | Common | Common Stock | 2024-03-06 | M | A | 193,260 | $47.53 | 638,972 | D | — | — | (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. |
| 5 | Common | Common Stock | 2024-03-06 | M | A | 181,792 | $35.52 | 820,764 | D | — | — | (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. |
| 6 | Common | Common Stock | 2024-03-06 | S | D | 42,809 | $75.71 | 1,401,204 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.21 to $76.19, inclusive. (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. |
| 7 | Common | Common Stock | 2024-03-06 | M | A | 163,870 | $56.29 | 1,157,884 | D | — | — | (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. |
| 8 | Common | Common Stock | 2024-03-06 | M | A | 133,464 | $42.13 | 1,291,348 | D | — | — | (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. |
| 9 | Common | Common Stock | 2024-03-06 | M | A | 111,086 | $59.15 | 1,402,434 | D | — | — | (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. |
| 10 | Common | Common Stock | 2024-03-06 | M | A | 48,153 | $56.56 | 1,450,587 | D | — | — | (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. |
| 11 | Common | Common Stock | 2024-03-06 | S | D | 6,574 | $76.38 | 1,444,013 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.26 to $76.87, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4. (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. |
| 12 | Common | Common Stock | 2024-03-06 | M | A | 173,250 | $33.75 | 994,014 | D | — | — | (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. |
| 13 | Derivative | Employee Stock Option | 2024-03-06 | M | D | 206,250 | — | 0 | D | $25.51 · — to 2026-02-10 | 206,250 Common Stock | (F7) Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. (F11) This option became exercisable in five equal annual installments commencing February 10, 2017. |
| 14 | Derivative | Employee Stock Option | 2024-03-06 | M | D | 163,870 | — | 0 | D | $56.29 · — to 2031-02-09 | 163,870 Common Stock | (F7) Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. (F10) This option became exercisable in three approximately equal annual installments commencing February 9, 2022. |
| 15 | Derivative | Employee Stock Option | 2024-03-06 | M | D | 133,464 | — | 0 | D | $42.13 · — to 2028-02-09 | 133,464 Common Stock | (F7) Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. (F9) This option became exercisable in five equal annual installments commencing February 9, 2019. |
| 16 | Derivative | Employee Stock Option | 2024-03-06 | M | D | 193,260 | — | 0 | D | $47.53 · — to 2030-02-11 | 193,260 Common Stock | (F7) Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. (F13) This option became exercisable in three equal annual installments commencing February 11, 2021. |
| 17 | Derivative | Employee Stock Option | 2024-03-06 | M | D | 181,792 | — | 0 | D | $35.52 · — to 2029-02-07 | 181,792 Common Stock | (F7) Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. (F6) This option became exercisable in five equal annual installments commencing February 7, 2020. |
| 18 | Derivative | Employee Stock Option | 2024-03-06 | M | D | 48,153 | — | 96,307 | D | $56.56 · — to 2033-02-13 | 48,153 Common Stock | (F7) Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. (F14) This option is exercisable in three approximately equal annual installments commencing February 13, 2024. |
| 19 | Derivative | Employee Stock Option | 2024-03-06 | M | D | 173,250 | — | 0 | D | $33.75 · — to 2027-02-10 | 173,250 Common Stock | (F7) Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. (F12) This option became exercisable in five equal annual installments commencing February 10, 2018. |
| 20 | Derivative | Employee Stock Option | 2024-03-06 | M | D | 111,086 | — | 55,544 | D | $59.15 · — to 2032-02-08 | 111,086 Common Stock | (F7) Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. (F1) The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. (F8) This option is exercisable in three approximately equal annual installments commencing February 8, 2023. |