Form 4 for RF Regions Financial Corporation
Accepted 2024-04-03 00:00:00 ET · period of report 2024-04-01 · accession 0001225208-24-004925 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-03 | 2024-04-01 | RF | Turner David J Jr | CFO | A - Grant | $0.00 | +35.8K | 293.2K | +14% | $0 |
| D | 2024-04-03 | 2024-04-01 | RF | Turner David J Jr | CFO | M - OptEx | $0.00 | +23.9K | 317.1K | +8% | $0 |
| D | 2024-04-03 | 2024-04-01 | RF | Turner David J Jr | CFO | F - Tax | $20.56 | -26.5K | 290.6K | -8% | -$544.3K |
| D | 2024-04-03 | 2024-04-01 | RF | Turner David J Jr | CFO | M - OptEx | $0.00 | -23.9K | 81.6K | -23% | $0 |
| D | 2024-04-03 | 2024-04-01 | RF | Turner David J Jr | CFO | A - Grant | $0.00 | +27.2K | 105.5K | +35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-01 | A | A | 35,817 | $0.00 | 293,189 | D | — | — | (F1) Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2021 through December 31, 2023. |
| 2 | Common | Common Stock | 2024-04-01 | M | A | 23,878 | $0.00 | 317,067 | D | — | — | (F2) Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024. |
| 3 | Common | Common Stock | 2024-04-01 | F | D | 26,475 | $20.56 | 290,592 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2024-04-01 | M | D | 23,878 | $0.00 | 81,608.85 | D | — · — to — | 23,878 Common Stock | (F6) Includes quarterly cash dividends that were reinvested in restricted stock units. (F4) Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units. (F2) Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024. |
| 5 | Derivative | Restricted Stock Units | 2024-04-01 | A | A | 27,155 | $0.00 | 105,486.85 | D | — · — to — | 27,155 Common Stock | (F6) Includes quarterly cash dividends that were reinvested in restricted stock units. (F4) Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units. (F5) The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026. |