Form 4 for RCKY ROCKY BRANDS, INC.
Accepted 2024-06-07 00:00:00 ET · period of report 2024-06-05 · accession 0001225208-24-006725 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-06-07 | 2024-06-05 | RCKY | Moore Robert Burton Jr. | Dir | M - OptEx | $28.67 | +9,000 | 34.5K | +35% | +$258.1K |
| D | 2024-06-07 | 2024-06-05 | RCKY | Moore Robert Burton Jr. | Dir | S - Sale+OE | $38.82 | -9,000 | 29.5K | -23% | -$349.4K |
| DM | 2024-06-07 | 2024-06-05 | RCKY | Moore Robert Burton Jr. | Dir | M - OptEx | $0.00 | -9,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, without par value | 2024-06-05 | M | A | 4,000 | $29.43 | 38,517 | D | — | — | |
| 2 | Common | Common Stock, without par value | 2024-06-05 | M | A | 5,000 | $28.07 | 34,517 | D | — | — | |
| 3 | Common | Common Stock, without par value | 2024-06-05 | S | D | 9,000 | $38.82 | 29,517 | D | — | — | (F1) Price represents a weighted average of the sale price. Shares were sold at prices ranging from $38.195 to $39.13. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. |
| 4 | Derivative | Stock Option (right to buy) | 2024-06-05 | M | D | 5,000 | $0.00 | 0 | D | $28.07 · — to 2026-01-04 | 5,000 Common Stock, without par value | (F2) Options vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021. |
| 5 | Derivative | Stock Option (right to buy) | 2024-06-05 | M | D | 4,000 | $0.00 | 0 | D | $29.43 · 2021-01-02 to 2025-01-02 | 4,000 Common Stock, without par value |