Form 4 for NRG NRG Energy
Accepted 2024-09-05 00:00:00 ET · period of report 2024-09-03 · accession 0001225208-24-008501 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-05 | 2024-09-03 | NRG | Curci Brian | EVP, GC | F - Tax | $0.00 | -3,100 | 97.1K | -3% | $0 |
| DM | 2024-09-05 | 2024-09-03 | NRG | Curci Brian | EVP, GC | M - OptEx | $0.00 | +6,636 | 96.8K | +7% | $0 |
| DM | 2024-09-05 | 2024-09-03 | NRG | Curci Brian | EVP, GC | M - OptEx | $71.99 | -6,636 | 0 | -100% | -$477.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2024-09-03 | F | D | 2,815 | $0.00 | 94,316 | D | — | — | (F5) The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for Relative Performance Stock Units (RPSUs) having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,815 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. |
| 2 | Common | Common Stock, par value $.01 per share | 2024-09-03 | M | A | 646 | $0.00 | 97,416 | D | — | — | (F2) In connection with the vesting of the RPSUs described above, an incremental 646 Dividend Equivalent Rights (DERs) vested. Each DER is the economic equivalent of one share of Common Stock. |
| 3 | Common | Common Stock, par value $.01 per share | 2024-09-03 | M | A | 5,990 | $0.00 | 96,770 | D | — | — | (F1) The Reporting Person was issued 5,990 Relative Performance Stock Units (RPSUs) by NRG Energy, Inc. (NRG) under NRG's Amended and Restated Long-Term Incentive Plan (LTIP) that vested subject to certain performance conditions on September 3, 2024. |
| 4 | Common | Common Stock, par value $.01 per share | 2024-09-03 | F | D | 285 | $0.00 | 97,131 | D | — | — | (F3) On September 3, 2021, the Reporting Person was issued 1,816 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2024, 607 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 285 shares of common stock to satisfy the grantee's tax withholding obligation. (F4) In connection with the vesting of the RSUs described above, 65 DERs vested, resulting in the Reporting Person holding 1,298 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. |
| 5 | Derivative | Relative Performance Stock Units | 2024-09-03 | M | D | 5,990 | $79.75 | 0 | D | $0.00 · 2024-09-03 to 2024-09-03 | 5,990 Common Stock, par value $.01 per share | |
| 6 | Derivative | Dividend Equivalent Rights | 2024-09-03 | M | D | 646 | $0.00 | 0 | D | — · 2024-09-03 to 2024-09-03 | 646 Common Stock, par value $.01 per share | (F6) Conversion price not applicable. |