Form 4 for SIRI SIRIUS XM HOLDINGS INC.
Accepted 2024-09-11 00:00:00 ET · period of report 2024-09-09 · accession 0001225208-24-008609 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-11 | 2024-09-09 | SIRI | VOGEL CARL E | Dir | D - Sale to Iss | $0.00 | -282.9K | 0 | -100% | $0 |
| DM | 2024-09-11 | 2024-09-09 | SIRI | VOGEL CARL E | Dir | D - Sale to Iss | — | -216.9K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-09 | D | D | 282,863 | $0.00 | 0 | D | — | — | (F1) Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") for common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM for restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc. |
| 2 | Derivative | Stock Option (Right to Buy) | 2024-09-09 | D | D | 76,100 | — | 0 | D | $3.65 · 2016-05-20 to 2025-05-20 | 76,100 Common Stock | (F2) Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger. |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-09-09 | D | D | 36,600 | — | 0 | D | $4.61 · 2018-05-19 to 2027-05-19 | 36,600 Common Stock | (F2) Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger. |
| 4 | Derivative | Stock Option (Right to Buy) | 2024-09-09 | D | D | 79,500 | — | 0 | D | $3.71 · 2017-05-25 to 2026-05-25 | 79,500 Common Stock | (F2) Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger. |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-09-09 | D | D | 24,700 | — | 0 | D | $6.81 · 2019-06-05 to 2028-06-05 | 24,700 Common Stock | (F2) Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger. |