Form 4 for NSC Norfolk Southern
Accepted 2024-10-01 00:00:00 ET · period of report 2024-09-13 · accession 0001225208-24-008899 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-10-01 | 2024-09-13 | NSC | Shaw Alan H. | Former CEO, Dir | M - OptEx | $130.01 | +51.3K | 55.3K | +1,306% | +$6.67M |
| D | 2024-10-01 | 2024-09-13 | NSC | Shaw Alan H. | Former CEO, Dir | S - Sale+OE | $255.98 | -51.3K | 35.0K | -59% | -$13.14M |
| DM | 2024-10-01 | 2024-09-13 | NSC | Shaw Alan H. | Former CEO, Dir | M - OptEx | $255.98 | -51.3K | 0 | -100% | -$13.14M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-13 | M | A | 3,400 | $165.79 | 83,410 | D | — | — | |
| 2 | Common | Common Stock | 2024-09-13 | M | A | 3,480 | $149.58 | 80,010 | D | — | — | |
| 3 | Common | Common Stock | 2024-09-13 | M | A | 13,220 | $120.25 | 68,475 | D | — | — | |
| 4 | Common | Common Stock | 2024-09-13 | M | A | 2,960 | $214.50 | 86,370 | D | — | — | |
| 5 | Common | Common Stock | 2024-09-13 | S | D | 51,325 | $255.98 | 35,045 | D | — | — | |
| 6 | Common | Common Stock | 2024-09-13 | M | A | 8,055 | $241.18 | 76,530 | D | — | — | |
| 7 | Common | Common Stock | 2024-09-13 | M | A | 20,210 | $70.32 | 55,255 | D | — | — | |
| 8 | Derivative | Option (right to buy, granted 2020) | 2024-09-13 | M | D | 2,960 | $255.98 | 0 | D | $214.50 · 2024-01-30 to 2030-01-30 | 2,960 Common Stock | (F1) Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). |
| 9 | Derivative | Option (right to buy, granted 2016) | 2024-09-13 | M | D | 20,210 | $255.98 | 0 | D | $70.32 · 2020-01-28 to 2026-01-27 | 20,210 Common Stock | (F1) Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). |
| 10 | Derivative | Option (right to buy, granted 2017) | 2024-09-13 | M | D | 13,220 | $255.98 | 0 | D | $120.25 · 2021-01-26 to 2027-01-25 | 13,220 Common Stock | (F1) Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). |
| 11 | Derivative | Option (right to buy, granted 2018) | 2024-09-13 | M | D | 3,480 | $255.98 | 0 | D | $149.58 · 2022-01-25 to 2028-01-24 | 3,480 Common Stock | (F1) Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). |
| 12 | Derivative | Option (right to buy, granted 2019) | 2024-09-13 | M | D | 3,400 | $255.93 | 0 | D | $165.79 · 2023-01-28 to 2029-01-27 | 3,400 Common Stock | (F1) Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). |
| 13 | Derivative | Option (right to buy, granted 2023) | 2024-09-13 | M | D | 8,055 | $255.98 | 0 | D | $241.18 · 2024-01-26 to 2033-01-24 | 8,055 Common Stock |