Form 4 for RJF Raymond James Financial
Accepted 2024-11-26 00:00:00 ET · period of report 2024-11-22 · accession 0001225208-24-010217 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-26 | 2024-11-22 | RJF | Larson Katherine H | CAO | M - OptEx | $0.00 | +450 | 1,112 | +68% | $0 |
| D | 2024-11-26 | 2024-11-22 | RJF | Larson Katherine H | CAO | F - Tax | $163.78 | -109 | 1,003 | -10% | -$17.9K |
| D | 2024-11-26 | 2024-11-22 | RJF | Larson Katherine H | CAO | M - OptEx | $0.00 | -450 | 0 | -100% | $0 |
| D | 2024-11-26 | 2024-11-25 | RJF | Larson Katherine H | CAO | A - Grant | $0.00 | +1,392 | 1,392 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-22 | M | A | 450 | $0.00 | 1,112 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Common | Common Stock | 2024-11-22 | F | D | 109 | $163.78 | 1,003 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-11-22 | M | D | 450 | $0.00 | 0 | D | — · — to 2024-11-22 | 450 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F4) RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024. |
| 4 | Derivative | Restricted Stock Units | 2024-11-25 | A | A | 1,392 | $0.00 | 1,392 | D | — · — to 2029-11-30 | 1,392 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F5) RSUs vest 60% on 11/30/2027, 20% on 11/30/2028, and 20% on 11/30/2029. |