Form 4 for SLDP Solid Power, Inc.
Accepted 2024-12-02 00:00:00 ET · period of report 2024-10-01 · accession 0001225208-24-010327 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-12-02 | 2024-10-01 | SLDP | ANDERSON ERIK J | Dir | S - Sale | $1.27 | -506.3K | 187.6K | -73% | -$643.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-01 | S | D | 506,283 | $1.27 | 187,617 | I By WestRiver Management, LLC | — | — | (F1) The shares were sold by WRG INV41, LLC ("WRG INV41"), of which WestRiver Management, LLC ("WestRiver Management") is the sole managing member. The reporting person is the sole member and sole manager of WestRiver Management. As a result, the reporting person may be deemed to beneficially own the securities held of record by WRG INV41. The reporting person disclaims beneficial ownership of the shares sold by WRG INV41 except to the extent of such reporting person's pecuniary interest therein. (F2) Represents 187,617 shares owned directly by WestRiver Management, of which the reporting person is the sole member and sole manager. |