Form 4 for RJF Raymond James Financial
Accepted 2024-12-02 00:00:00 ET · period of report 2024-11-29 · accession 0001225208-24-010347 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-02 | 2024-11-30 | RJF | Elwyn Tashtego S | Pres, PCG | M - OptEx | $0.00 | +5,293 | 45.2K | +13% | $0 |
| D | 2024-12-02 | 2024-11-29 | RJF | Elwyn Tashtego S | Pres, PCG | G - Gift | $0.00 | -1,700 | 39.9K | -4% | $0 |
| DM | 2024-12-02 | 2024-11-30 | RJF | Elwyn Tashtego S | Pres, PCG | F - Tax | $169.28 | -1,925 | 44.6K | -4% | -$325.9K |
| DM | 2024-12-02 | 2024-11-30 | RJF | Elwyn Tashtego S | Pres, PCG | M - OptEx | $0.00 | -5,293 | 2,528 | -68% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-30 | M | A | 3,793 | $0.00 | 43,663 | D | — | — | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Common | Common Stock | 2024-11-29 | G | D | 1,700 | $0.00 | 39,870 | D | — | — | (F1) The reporting person effected multiple gifts on the same day in different amounts. |
| 3 | Common | Common Stock | 2024-11-30 | M | A | 1,500 | $0.00 | 45,163 | D | — | — | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Common | Common Stock | 2024-11-30 | F | D | 1,380 | $169.28 | 43,238 | D | — | — | |
| 5 | Common | Common Stock | 2024-11-30 | F | D | 545 | $169.28 | 44,618 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 1,500 | $0.00 | 1,500 | D | — · — to 2025-11-30 | 1,500 Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F5) RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025. |
| 7 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 3,793 | $0.00 | 2,528 | D | — · — to 2026-11-30 | 3,793 Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F6) RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026. |