Form 4 for RJF Raymond James Financial
Accepted 2024-12-03 00:00:00 ET · period of report 2024-11-30 · accession 0001225208-24-010467 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-03 | 2024-11-30 | RJF | Larson Katherine H | CAO | M - OptEx | $0.00 | +1,521 | 1,999 | +318% | $0 |
| DM | 2024-12-03 | 2024-11-30 | RJF | Larson Katherine H | CAO | F - Tax | $169.28 | -370 | 2,154 | -15% | -$62.6K |
| D | 2024-12-03 | 2024-12-03 | RJF | Larson Katherine H | CAO | S - Sale+OE | $166.01 | -1,492 | 602 | -71% | -$247.7K |
| D | 2024-12-03 | 2024-12-03 | RJF | Larson Katherine H | CAO | G - Gift | $0.00 | -60 | 2,094 | -3% | $0 |
| DM | 2024-12-03 | 2024-11-30 | RJF | Larson Katherine H | CAO | M - OptEx | $0.00 | -1,521 | 664 | -70% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-30 | M | A | 525 | $0.00 | 2,524 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Common | Common Stock | 2024-11-30 | M | A | 996 | $0.00 | 1,999 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 3 | Common | Common Stock | 2024-11-30 | F | D | 128 | $169.28 | 2,396 | D | — | — | |
| 4 | Common | Common Stock | 2024-12-03 | S | D | 1,492 | $166.01 | 602 | D | — | — | (F4) Reflects the weighted average sale price. The range of prices for such transaction was $165.78 to $166.29. |
| 5 | Common | Common Stock | 2024-12-03 | G | D | 60 | $0.00 | 2,094 | D | — | — | (F2) The reporting person effected multiple gifts on the same day in different amounts. |
| 6 | Common | Common Stock | 2024-11-30 | F | D | 242 | $169.28 | 2,154 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 525 | $0.00 | 525 | D | — · — to 2025-11-30 | 525 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F7) RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025. |
| 8 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 996 | $0.00 | 664 | D | — · — to 2026-11-30 | 996 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F8) RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026. |