Form 4 for RJF Raymond James Financial
Accepted 2024-12-03 00:00:00 ET · period of report 2024-11-30 · accession 0001225208-24-010468 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-03 | 2024-11-30+ | RJF | Oorlog Jonathan W JR | CFO | M - OptEx | $0.00 | +3,639 | 19.7K | +23% | $0 |
| DM | 2024-12-03 | 2024-11-30+ | RJF | Oorlog Jonathan W JR | CFO | F - Tax | $169.20 | -839 | 19.3K | -4% | -$142.0K |
| DM | 2024-12-03 | 2024-11-30+ | RJF | Oorlog Jonathan W JR | CFO | M - OptEx | $0.00 | -3,639 | 1,834 | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-30 | M | A | 1,528 | $0.00 | 17,762 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Common | Common Stock | 2024-12-03 | M | A | 139 | $0.00 | 19,064 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 3 | Common | Common Stock | 2024-11-30 | F | D | 353 | $169.28 | 18,925 | D | — | — | |
| 4 | Common | Common Stock | 2024-12-03 | F | D | 30 | $166.95 | 19,034 | D | — | — | |
| 5 | Common | Common Stock | 2024-11-30 | M | A | 1,222 | $0.00 | 18,984 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 6 | Common | Common Stock | 2024-11-30 | M | A | 750 | $0.00 | 19,734 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 7 | Common | Common Stock | 2024-11-30 | F | D | 174 | $169.28 | 19,560 | D | — | — | |
| 8 | Common | Common Stock | 2024-11-30 | F | D | 282 | $169.28 | 19,278 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2024-12-03 | M | D | 139 | $0.00 | 0 | D | — · 2024-12-03 to 2024-12-03 | 139 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 10 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 1,222 | $0.00 | 3,362 | D | — · — to 2026-11-30 | 1,222 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F4) RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026. |
| 11 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 750 | $0.00 | 750 | D | — · — to 2025-11-30 | 750 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025. |
| 12 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 1,528 | $0.00 | 1,834 | D | — · — to 2026-11-30 | 1,528 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F4) RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026. |