Form 4 for RJF Raymond James Financial
Accepted 2024-12-03 00:00:00 ET · period of report 2024-11-30 · accession 0001225208-24-010474 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-03 | 2024-11-30+ | RJF | Reid Shannon B | Pres, ICD | F - Tax | $168.95 | -306 | 8,651 | -3% | -$51.7K |
| DM | 2024-12-03 | 2024-11-30+ | RJF | Reid Shannon B | Pres, ICD | M - OptEx | $0.00 | +1,263 | 8,742 | +17% | $0 |
| DM | 2024-12-03 | 2024-11-30+ | RJF | Reid Shannon B | Pres, ICD | M - OptEx | $0.00 | -1,263 | 375 | -77% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-30 | F | D | 172 | $169.28 | 8,479 | D | — | — | |
| 2 | Common | Common Stock | 2024-12-03 | M | A | 179 | $0.00 | 8,658 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 3 | Common | Common Stock | 2024-12-03 | F | D | 43 | $166.95 | 8,615 | D | — | — | |
| 4 | Common | Common Stock | 2024-11-30 | M | A | 709 | $0.00 | 8,367 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 5 | Common | Common Stock | 2024-11-30 | M | A | 375 | $0.00 | 8,742 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 6 | Common | Common Stock | 2024-11-30 | F | D | 91 | $169.28 | 8,651 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2024-12-03 | M | D | 179 | $0.00 | 0 | D | — · 2024-12-03 to 2024-12-03 | 179 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 8 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 709 | $0.00 | 472 | D | — · — to 2026-11-30 | 709 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F4) RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026. |
| 9 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 375 | $0.00 | 375 | D | — · — to 2025-11-30 | 375 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025. |