Form 4 for RJF Raymond James Financial
Accepted 2024-12-03 00:00:00 ET · period of report 2024-11-30 · accession 0001225208-24-010477 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-03 | 2024-11-30+ | RJF | Carter Horace | Pres, Fixed Income | M - OptEx | $0.00 | +13.0K | 34.7K | +60% | $0 |
| DM | 2024-12-03 | 2024-11-30+ | RJF | Carter Horace | Pres, Fixed Income | F - Tax | $167.65 | -4,401 | 35.8K | -11% | -$737.8K |
| DM | 2024-12-03 | 2024-11-30+ | RJF | Carter Horace | Pres, Fixed Income | M - OptEx | $0.00 | -13.0K | 1,500 | -90% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-30 | M | A | 1,500 | $0.00 | 36,168 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Common | Common Stock | 2024-12-03 | M | A | 7,836 | $0.00 | 42,686 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 3 | Common | Common Stock | 2024-11-30 | F | D | 935 | $169.28 | 34,850 | D | — | — | |
| 4 | Common | Common Stock | 2024-12-03 | F | D | 3,083 | $166.95 | 39,603 | D | — | — | |
| 5 | Common | Common Stock | 2024-11-30 | M | A | 3,668 | $0.00 | 34,668 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 6 | Common | Common Stock | 2024-11-30 | F | D | 383 | $169.28 | 35,785 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2024-12-03 | M | D | 7,836 | $0.00 | 0 | D | — · 2024-12-03 to 2024-12-03 | 7,836 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 8 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 3,668 | $0.00 | 2,445 | D | — · — to 2026-11-30 | 3,668 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F4) RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026. |
| 9 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 1,500 | $0.00 | 1,500 | D | — · — to 2025-11-30 | 1,500 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025. |