Form 4 for RJF Raymond James Financial
Accepted 2024-12-03 00:00:00 ET · period of report 2024-11-29 · accession 0001225208-24-010480 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-03 | 2024-11-29+ | RJF | Raney Steven M | Executive COB RJBank | S - Sale+OE | $169.03 | -13.8K | 43.4K | -24% | -$2.34M |
| DM | 2024-12-03 | 2024-11-30 | RJF | Raney Steven M | Executive COB RJBank | F - Tax | $169.28 | -1,584 | 48.3K | -3% | -$268.1K |
| DM | 2024-12-03 | 2024-11-30 | RJF | Raney Steven M | Executive COB RJBank | M - OptEx | $0.00 | +5,293 | 47.2K | +13% | $0 |
| D | 2024-12-03 | 2024-11-29 | RJF | Raney Steven M | Executive COB RJBank | G - Gift | $0.00 | -1,176 | 52.9K | -2% | $0 |
| DM | 2024-12-03 | 2024-11-30 | RJF | Raney Steven M | Executive COB RJBank | M - OptEx | $0.00 | -5,293 | 1,500 | -78% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-29 | S | D | 671 | $170.10 | 54,073 | D | — | — | (F2) Reflects the weighted average sale price. The range of prices for such transaction was $170.03 to $170.20. |
| 2 | Common | Common Stock | 2024-11-30 | F | D | 1,135 | $169.28 | 47,141 | D | — | — | |
| 3 | Common | Common Stock | 2024-11-30 | F | D | 449 | $169.28 | 48,276 | D | — | — | |
| 4 | Common | Common Stock | 2024-11-30 | M | A | 1,500 | $0.00 | 48,725 | D | — | — | (F4) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 5 | Common | Common Stock | 2024-12-02 | S | D | 3,709 | $167.39 | 43,432 | D | — | — | (F5) Reflects the weighted average sale price. The range of prices for such transaction was $167.09 to $167.46. |
| 6 | Common | Common Stock | 2024-11-29 | G | D | 1,176 | $0.00 | 52,897 | D | — | — | |
| 7 | Common | Common Stock | 2024-11-29 | S | D | 9,465 | $169.59 | 43,432 | D | — | — | (F3) Reflects the weighted average sale price. The range of prices for such transaction was $169.04 to $169.92. |
| 8 | Common | Common Stock | 2024-11-30 | M | A | 3,793 | $0.00 | 47,225 | D | — | — | (F4) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 9 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 3,793 | $0.00 | 2,528 | D | — · — to 2026-11-30 | 3,793 Common Stock | (F4) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F8) RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026. |
| 10 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 1,500 | $0.00 | 1,500 | D | — · — to 2025-11-30 | 1,500 Common Stock | (F4) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F7) RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025. |