Form 4 for RJF Raymond James Financial
Accepted 2024-12-03 00:00:00 ET · period of report 2024-11-29 · accession 0001225208-24-010481 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-03 | 2024-11-30 | RJF | Santelli Jonathan N | EVP, Gen Counsel, Secy | M - OptEx | $0.00 | +8,325 | 32.8K | +34% | $0 |
| DM | 2024-12-03 | 2024-11-30 | RJF | Santelli Jonathan N | EVP, Gen Counsel, Secy | F - Tax | $169.28 | -2,848 | 29.9K | -9% | -$482.1K |
| D | 2024-12-03 | 2024-11-29 | RJF | Santelli Jonathan N | EVP, Gen Counsel, Secy | G - Gift | $0.00 | -355 | 24.5K | -1% | $0 |
| DM | 2024-12-03 | 2024-11-30 | RJF | Santelli Jonathan N | EVP, Gen Counsel, Secy | M - OptEx | $0.00 | -8,325 | 4,550 | -65% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-30 | M | A | 3,793 | $0.00 | 28,261 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Common | Common Stock | 2024-11-30 | M | A | 3,032 | $0.00 | 31,293 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 3 | Common | Common Stock | 2024-11-30 | M | A | 1,500 | $0.00 | 32,793 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Common | Common Stock | 2024-11-30 | F | D | 513 | $169.28 | 32,280 | D | — | — | |
| 5 | Common | Common Stock | 2024-11-30 | F | D | 1,037 | $169.28 | 31,243 | D | — | — | |
| 6 | Common | Common Stock | 2024-11-29 | G | D | 355 | $0.00 | 24,468 | D | — | — | |
| 7 | Common | Common Stock | 2024-11-30 | F | D | 1,298 | $169.28 | 29,945 | D | — | — | |
| 8 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 1,500 | $0.00 | 1,500 | D | — · — to 2025-11-30 | 1,500 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025. |
| 9 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 3,032 | $0.00 | 8,343 | D | — · — to 2026-11-30 | 3,032 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F4) RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026. |
| 10 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 3,793 | $0.00 | 4,550 | D | — · — to 2026-11-30 | 3,793 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F4) RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026. |