Form 4 for RJF Raymond James Financial
Accepted 2024-12-03 00:00:00 ET · period of report 2024-11-30 · accession 0001225208-24-010483 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-03 | 2024-12-02 | RJF | REILLY PAUL C | COB, CEO, Dir | S - Sale+OE | $167.30 | -50.0K | 283.1K | -15% | -$8.37M |
| DM | 2024-12-03 | 2024-11-30 | RJF | REILLY PAUL C | COB, CEO, Dir | F - Tax | $169.28 | -4,483 | 336.1K | -1% | -$758.9K |
| DM | 2024-12-03 | 2024-11-30 | RJF | REILLY PAUL C | COB, CEO, Dir | M - OptEx | $0.00 | +12.1K | 337.6K | +4% | $0 |
| DM | 2024-12-03 | 2024-11-30 | RJF | REILLY PAUL C | COB, CEO, Dir | M - OptEx | $0.00 | -12.1K | 5,479 | -69% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-02 | S | D | 50,000 | $167.30 | 283,110 | D | — | — | (F3) Reflects the weighted average sale price. The range of prices for such transaction was $166.92 to $167.65. |
| 2 | Common | Common Stock | 2024-11-30 | F | D | 3,040 | $169.28 | 333,110 | D | — | — | |
| 3 | Common | Common Stock | 2024-11-30 | F | D | 1,443 | $169.28 | 336,150 | D | — | — | |
| 4 | Common | Common Stock | 2024-11-30 | M | A | 8,218 | $0.00 | 333,693 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 5 | Common | Common Stock | 2024-11-30 | M | A | 3,900 | $0.00 | 337,593 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 6 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 3,900 | $0.00 | 3,900 | D | — · — to 2025-11-30 | 3,900 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F5) RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025. |
| 7 | Derivative | Restricted Stock Units | 2024-11-30 | M | D | 8,218 | $0.00 | 5,479 | D | — · — to 2026-11-30 | 8,218 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F6) RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026. |