Form 4 for MWA Mueller Water Products, Inc.
Accepted 2024-12-03 00:00:00 ET · period of report 2024-11-29 · accession 0001225208-24-010493 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-03 | 2024-11-29 | MWA | Carroll Chason A | SVP, General Counsel_Corp Sec | F - Tax | $25.04 | -1,072 | 16.7K | -6% | -$26.8K |
| D | 2024-12-03 | 2024-11-29 | MWA | Carroll Chason A | SVP, General Counsel_Corp Sec | M - OptEx | $0.00 | +3,707 | 17.8K | +26% | $0 |
| D | 2024-12-03 | 2024-11-29 | MWA | Carroll Chason A | SVP, General Counsel_Corp Sec | D - Sale to Iss | $25.04 | -3,707 | 13.0K | -22% | -$92.8K |
| D | 2024-12-03 | 2024-11-29 | MWA | Carroll Chason A | SVP, General Counsel_Corp Sec | M - OptEx | $0.00 | -3,707 | 3,707 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-29 | F | D | 1,072 | $25.04 | 16,711.90 | D | — | — | (F2) Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. |
| 2 | Common | Common Stock | 2024-11-29 | M | A | 3,707 | $0.00 | 17,783.90 | D | — | — | (F1) Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock are settled solely in cash upon vesting. |
| 3 | Common | Common Stock | 2024-11-29 | D | D | 3,707 | $25.04 | 13,004.90 | D | — | — | (F3) Includes 7,120.90 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan. |
| 4 | Derivative | Phantom Stock | 2024-11-29 | M | D | 3,707 | $0.00 | 3,707 | D | — · — to 2025-11-29 | 3,707 Common Stock | (F4) Phantom stock granted on November 29, 2022 pursuant to the Mueller Water Products, Inc. Phantom Plan. (F5) Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock will be settled solely in cash upon vesting. (F6) Phantom stock awards vest annually, on a pro-rata basis, over a 3-year period. The first tranche of the award (3,707 shares) vested on November 29, 2023; the second tranche (3,707 shares) vested on November 29, 2024; and the third tranche (3,707 shares) will vest on November 29, 2025. |