Form 4 for MWA Mueller Water Products, Inc.
Accepted 2024-12-04 00:00:00 ET · period of report 2024-12-02 · accession 0001225208-24-010547 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-04 | 2024-12-02 | MWA | Carroll Chason A | SVP, General Counsel_Corp Sec | D - Sale to Iss | $25.58 | -2,954 | 13.0K | -19% | -$75.6K |
| D | 2024-12-04 | 2024-12-02 | MWA | Carroll Chason A | SVP, General Counsel_Corp Sec | M - OptEx | $0.00 | +2,954 | 16.0K | +23% | $0 |
| D | 2024-12-04 | 2024-12-02 | MWA | Carroll Chason A | SVP, General Counsel_Corp Sec | M - OptEx | $0.00 | -2,954 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-02 | D | D | 2,954 | $25.58 | 13,004.90 | D | — | — | (F1) Phantom stock awards vest on a pro-rata basis on each of the first three anniversaries of the date of grant. Because the third anniversary of the grant date fell on a Saturday, the transaction was processed on Monday, December 2, 2024. (F3) Includes 7,120.90 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2024-12-02 | M | A | 2,954 | $0.00 | 15,958.90 | D | — | — | (F1) Phantom stock awards vest on a pro-rata basis on each of the first three anniversaries of the date of grant. Because the third anniversary of the grant date fell on a Saturday, the transaction was processed on Monday, December 2, 2024. (F2) Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock are settled solely in cash upon vesting. |
| 3 | Derivative | Phantom Stock | 2024-12-02 | M | D | 2,954 | $0.00 | 0 | D | — · — to 2024-11-30 | 2,954 Common Stock | (F4) Phantom stock granted on November 30, 2021 pursuant to the Mueller Water Products, Inc. Phantom Plan. (F1) Phantom stock awards vest on a pro-rata basis on each of the first three anniversaries of the date of grant. Because the third anniversary of the grant date fell on a Saturday, the transaction was processed on Monday, December 2, 2024. (F2) Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock are settled solely in cash upon vesting. (F5) Phantom stock awards vest annually, on a pro-rata basis, over a 3-year period. The first tranche of the award (2,954 shares) vested on November 30, 2022 and the second tranche (2,953 shares) vested on November 30, 2023. Since the third anniversary of the date of grant was on Saturday, November 30, 2024, the vesting of the third tranche (2,954 shares) ocurred on Monday, December 2, 2024, the next business day. |