Form 4 for RJF Raymond James Financial
Accepted 2024-12-16 00:00:00 ET · period of report 2024-12-13 · accession 0001225208-24-010851 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-16 | 2024-12-15 | RJF | Bunn James E | Pres, Capital Markets | F - Tax | $160.49 | -5,714 | 90.7K | -6% | -$917.0K |
| D | 2024-12-16 | 2024-12-15 | RJF | Bunn James E | Pres, Capital Markets | M - OptEx | $0.00 | +14.5K | 96.4K | +18% | $0 |
| DM | 2024-12-16 | 2024-12-13 | RJF | Bunn James E | Pres, Capital Markets | A - Grant | $0.00 | +5,456 | 3,741 | New | $0 |
| D | 2024-12-16 | 2024-12-15 | RJF | Bunn James E | Pres, Capital Markets | M - OptEx | $0.00 | -14.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-15 | F | D | 5,714 | $160.49 | 90,656 | D | — | — | |
| 2 | Common | Common Stock | 2024-12-15 | M | A | 14,523 | $0.00 | 96,370 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 3 | Derivative | Restricted Stock Units | 2024-12-13 | A | A | 1,715 | $0.00 | 1,715 | D | — · 2027-12-15 to 2027-12-15 | 1,715 Common Stock | (F4) Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Derivative | Restricted Stock Units | 2024-12-15 | M | D | 14,523 | $0.00 | 0 | D | — · 2024-12-15 to 2024-12-15 | 14,523 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 5 | Derivative | Restricted Stock Units | 2024-12-13 | A | A | 3,741 | $0.00 | 3,741 | D | — · — to 2029-12-15 | 3,741 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vest 60% on 12/15/2027, 20% on 12/15/2028, and 20% on 12/15/2029. |