Form 4 for RJF Raymond James Financial
Accepted 2024-12-16 00:00:00 ET · period of report 2024-12-13 · accession 0001225208-24-010857 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-16 | 2024-12-13 | RJF | Elwyn Tashtego S | Pres, PCG | S - Sale+OE | $159.47 | -10.0K | 32.7K | -23% | -$1.59M |
| D | 2024-12-16 | 2024-12-15 | RJF | Elwyn Tashtego S | Pres, PCG | F - Tax | $160.49 | -1,173 | 34.5K | -3% | -$188.3K |
| D | 2024-12-16 | 2024-12-15 | RJF | Elwyn Tashtego S | Pres, PCG | M - OptEx | $0.00 | +2,982 | 35.7K | +9% | $0 |
| DM | 2024-12-16 | 2024-12-13 | RJF | Elwyn Tashtego S | Pres, PCG | A - Grant | $0.00 | +7,794 | 4,053 | New | $0 |
| D | 2024-12-16 | 2024-12-15 | RJF | Elwyn Tashtego S | Pres, PCG | M - OptEx | $0.00 | -2,982 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-13 | S | D | 10,000 | $159.47 | 32,688 | D | — | — | (F2) Reflects the weighted average sale price. The range of prices for such transaction was $159.30 to $159.54. |
| 2 | Common | Common Stock | 2024-12-15 | F | D | 1,173 | $160.49 | 34,497 | D | — | — | |
| 3 | Common | Common Stock | 2024-12-15 | M | A | 2,982 | $0.00 | 35,670 | D | — | — | (F3) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Derivative | Restricted Stock Units | 2024-12-13 | A | A | 3,741 | $0.00 | 3,741 | D | — · — to 2029-12-15 | 3,741 Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F6) RSUs vest 60% on 12/15/2027, 20% on 12/15/2028, and 20% on 12/15/2029. |
| 5 | Derivative | Restricted Stock Units | 2024-12-13 | A | A | 4,053 | $0.00 | 4,053 | D | — · 2027-12-15 to 2027-12-15 | 4,053 Common Stock | (F7) Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. (F3) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 6 | Derivative | Restricted Stock Units | 2024-12-15 | M | D | 2,982 | $0.00 | 0 | D | — · 2024-12-15 to 2024-12-15 | 2,982 Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |