Form 4 for RJF Raymond James Financial
Accepted 2024-12-17 00:00:00 ET · period of report 2024-12-13 · accession 0001225208-24-010867 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-17 | 2024-12-15 | RJF | Santelli Jonathan N | EVP, Gen Counsel, Secy | M - OptEx | $0.00 | +1,297 | 28.1K | +5% | $0 |
| D | 2024-12-17 | 2024-12-15 | RJF | Santelli Jonathan N | EVP, Gen Counsel, Secy | F - Tax | $160.49 | -510 | 27.6K | -2% | -$81.8K |
| D | 2024-12-17 | 2024-12-15 | RJF | Santelli Jonathan N | EVP, Gen Counsel, Secy | M - OptEx | $0.00 | -1,297 | 0 | -100% | $0 |
| DM | 2024-12-17 | 2024-12-13 | RJF | Santelli Jonathan N | EVP, Gen Counsel, Secy | A - Grant | $0.00 | +5,144 | 1,403 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-15 | M | A | 1,297 | $0.00 | 28,142 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Common | Common Stock | 2024-12-15 | F | D | 510 | $160.49 | 27,632 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-12-15 | M | D | 1,297 | $0.00 | 0 | D | — · 2024-12-15 to 2024-12-15 | 1,297 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Derivative | Restricted Stock Units | 2024-12-13 | A | A | 3,741 | $0.00 | 3,741 | D | — · — to 2029-12-15 | 3,741 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vest 60% on 12/15/2027, 20% on 12/15/2028, and 20% on 12/15/2029. |
| 5 | Derivative | Restricted Stock Units | 2024-12-13 | A | A | 1,403 | $0.00 | 1,403 | D | — · 2027-12-15 to 2027-12-15 | 1,403 Common Stock | (F4) Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |