Form 4 for RJF Raymond James Financial
Accepted 2024-12-17 00:00:00 ET · period of report 2024-12-13 · accession 0001225208-24-010875 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-17 | 2024-12-15 | RJF | Aisenbrey Christopher S | CHRO | F - Tax | $160.49 | -334 | 12.8K | -3% | -$53.6K |
| D | 2024-12-17 | 2024-12-15 | RJF | Aisenbrey Christopher S | CHRO | M - OptEx | $0.00 | +850 | 13.1K | +7% | $0 |
| D | 2024-12-17 | 2024-12-15 | RJF | Aisenbrey Christopher S | CHRO | M - OptEx | $0.00 | -850 | 0 | -100% | $0 |
| DM | 2024-12-17 | 2024-12-13 | RJF | Aisenbrey Christopher S | CHRO | A - Grant | $0.00 | +4,365 | 3,741 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-15 | F | D | 334 | $160.49 | 12,799 | D | — | — | |
| 2 | Common | Common Stock | 2024-12-15 | M | A | 850 | $0.00 | 13,133 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 3 | Derivative | Restricted Stock Units | 2024-12-15 | M | D | 850 | $0.00 | 0 | D | — · 2024-12-15 to 2024-12-15 | 850 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Derivative | Restricted Stock Units | 2024-12-13 | A | A | 624 | $0.00 | 624 | D | — · 2027-12-15 to 2027-12-15 | 624 Common Stock | (F4) Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 5 | Derivative | Restricted Stock Units | 2024-12-13 | A | A | 3,741 | $0.00 | 3,741 | D | — · — to 2029-12-15 | 3,741 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vest 60% on 12/15/2027, 20% on 12/15/2028, and 20% on 12/15/2029. |