Form 4 for RJF Raymond James Financial
Accepted 2024-12-17 00:00:00 ET · period of report 2024-12-13 · accession 0001225208-24-010876 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-17 | 2024-12-15 | RJF | Raney Steven M | Executive COB RJBank | M - OptEx | $0.00 | +1,452 | 44.9K | +3% | $0 |
| D | 2024-12-17 | 2024-12-15 | RJF | Raney Steven M | Executive COB RJBank | F - Tax | $160.49 | -537 | 44.4K | -1% | -$86.2K |
| D | 2024-12-17 | 2024-12-15 | RJF | Raney Steven M | Executive COB RJBank | M - OptEx | $0.00 | -1,452 | 0 | -100% | $0 |
| DM | 2024-12-17 | 2024-12-13 | RJF | Raney Steven M | Executive COB RJBank | A - Grant | $0.00 | +5,066 | 3,741 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-15 | M | A | 1,452 | $0.00 | 44,921 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F2) Includes 37 shares of common stock acquired on December 3, 2024, pursuant to the registrant's Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2024-12-15 | F | D | 537 | $160.49 | 44,384 | D | — | — | (F2) Includes 37 shares of common stock acquired on December 3, 2024, pursuant to the registrant's Employee Stock Purchase Plan. |
| 3 | Derivative | Restricted Stock Units | 2024-12-15 | M | D | 1,452 | $0.00 | 0 | D | — · 2024-12-15 to 2024-12-15 | 1,452 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Derivative | Restricted Stock Units | 2024-12-13 | A | A | 1,325 | $0.00 | 1,325 | D | — · 2027-12-15 to 2027-12-15 | 1,325 Common Stock | (F5) Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 5 | Derivative | Restricted Stock Units | 2024-12-13 | A | A | 3,741 | $0.00 | 3,741 | D | — · — to 2029-12-15 | 3,741 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F4) RSUs vest 60% on 12/15/2027, 20% on 12/15/2028, and 20% on 12/15/2029. |