Form 4 for NRG NRG Energy
Accepted 2025-01-06 00:00:00 ET · period of report 2025-01-02 · accession 0001225208-25-000388 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-06 | 2025-01-02 | NRG | Curci Brian | EVP, GC | M - OptEx | $8.76 | +32.2K | 134.1K | +32% | +$282.2K |
| D | 2025-01-06 | 2025-01-02 | NRG | Curci Brian | EVP, GC | A - Grant | $0.00 | +7,472 | 131.1K | +6% | $0 |
| DM | 2025-01-06 | 2025-01-02 | NRG | Curci Brian | EVP, GC | F - Tax | $92.75 | -18.2K | 116.0K | -14% | -$1.69M |
| D | 2025-01-06 | 2025-01-02 | NRG | Curci Brian | EVP, GC | A - Grant | $0.00 | +11.8K | 11.8K | New | $0 |
| DM | 2025-01-06 | 2025-01-02 | NRG | Curci Brian | EVP, GC | M - OptEx | $92.75 | -26.1K | 3,043 | -90% | -$2.42M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2025-01-02 | M | A | 29,176 | $0.00 | 123,630 | D | — | — | (F1) The Reporting Person was issued 29,176 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under NRG's Amended and Restated Long-Term Incentive Plan ("LTIP") that vested subject to certain performance conditions on January 2, 2025. |
| 2 | Common | Common Stock, par value $.01 per share | 2025-01-02 | A | A | 7,472 | $0.00 | 131,102 | D | — | — | (F2) Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. |
| 3 | Common | Common Stock, par value $.01 per share | 2025-01-02 | M | A | 3,043 | $92.75 | 134,145 | D | — | — | (F3) In connection with the vesting of the RPSUs described above, an incremental 3,043 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. |
| 4 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 1,067 | $92.75 | 133,078 | D | — | — | (F4) On January 2, 2022, the Reporting Person was issued 9,575 RSUs by NRG under the LTIP. On January 2, 2025, 3,199 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,067 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 333 DERs vested, resulting in the Reporting Person holding 1,100 DERs in the aggregate. |
| 5 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 1,636 | $92.75 | 131,442 | D | — | — | (F5) On January 2, 2024, the Reporting Person was issued 11,955 RSUs by NRG under the LTIP. On January 2, 2025, 3,981 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,636 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 93 DERs vested, resulting in the Reporting Person holding 1,007 DERs in the aggregate. |
| 6 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 1,819 | $92.75 | 129,623 | D | — | — | (F6) On January 2, 2023, the Reporting Person was issued 18,693 RSUs by NRG under the LTIP. On January 2, 2025, 6,225 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,819 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 408 DERs vested, resulting in the Reporting Person holding 599 DERs in the aggregate. |
| 7 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 13,667 | $92.75 | 115,956 | D | — | — | (F7) The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 13,667 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. |
| 8 | Derivative | Relative Performance Stock Units | 2025-01-02 | A | A | 11,765 | $0.00 | 11,765 | D | $0.00 · 2028-01-02 to 2028-01-02 | 11,765 Common Stock, par value $.01 per share | (F8) On January 2, 2025, the Reporting Person was issued 11,765 RPSUs by NRG under the LTIP that vest on January 2, 2028, subject to certain performance conditions. |
| 9 | Derivative | Relative Performance Stock Units | 2025-01-02 | M | D | 29,176 | $92.75 | 0 | D | $0.00 · 2025-01-02 to 2025-01-02 | 29,176 Common Stock, par value $.01 per share | |
| 10 | Derivative | Dividend Equivalent Rights | 2025-01-02 | M | A | 3,043 | $92.75 | 3,043 | D | $0.00 · 2025-01-02 to 2025-01-02 | 3,043 Common Stock, par value $.01 per share |