Form 4 for NRG NRG Energy
Accepted 2025-01-06 00:00:00 ET · period of report 2025-01-02 · accession 0001225208-25-000389 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-06 | 2025-01-02 | NRG | Chung Bruce | EVP, CFO | M - OptEx | $8.76 | +21.9K | 106.4K | +26% | +$191.6K |
| D | 2025-01-06 | 2025-01-02 | NRG | Chung Bruce | EVP, CFO | A - Grant | $0.00 | +9,028 | 104.3K | +9% | $0 |
| DM | 2025-01-06 | 2025-01-02 | NRG | Chung Bruce | EVP, CFO | F - Tax | $92.75 | -17.0K | 89.5K | -16% | -$1.57M |
| D | 2025-01-06 | 2025-01-02 | NRG | Chung Bruce | EVP, CFO | A - Grant | $0.00 | +14.2K | 14.2K | New | $0 |
| DM | 2025-01-06 | 2025-01-02 | NRG | Chung Bruce | EVP, CFO | M - OptEx | $92.75 | -17.7K | 0 | -100% | -$1.65M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2025-01-02 | M | A | 19,810 | $0.00 | 95,319 | D | — | — | (F1) The Reporting Person was issued 19,810 Relative Performance Stock Units (RPSUs) by NRG Energy, Inc. (NRG) under NRG's Amended and Restated Long-Term Incentive Plan (LTIP) that vested subject to certain performance conditions on January 2, 2025. (F2) Unit price is $92.75. |
| 2 | Common | Common Stock, par value $.01 per share | 2025-01-02 | A | A | 9,028 | $0.00 | 104,347 | D | — | — | (F3) Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. |
| 3 | Common | Common Stock, par value $.01 per share | 2025-01-02 | M | A | 2,066 | $92.75 | 106,413 | D | — | — | (F4) In connection with the vesting of the RPSUs described above, an incremental 2,066 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. |
| 4 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 920 | $92.75 | 105,493 | D | — | — | (F5) On January 2, 2022, the Reporting Person was issued 6,502 RSUs by NRG under the LTIP. On January 2, 2025, 2,172 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 920 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 226 DERs vested, resulting in the Reporting Person holding 1,417 DERs in the aggregate. |
| 5 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 2,354 | $92.75 | 103,139 | D | — | — | (F6) On January 2, 2023, the Reporting Person was issued 19,365 RSUs by NRG under the LTIP. On January 2, 2025, 6,449 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,354 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 423 DERs vested, resulting in the Reporting Person holding 994 DERs in the aggregate. |
| 6 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 2,495 | $92.75 | 100,644 | D | — | — | (F7) On January 2, 2024, the Reporting Person was issued 15,776 RSUs by NRG under the LTIP. On January 2, 2025, 5,253 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,495 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 123 DERs vested, resulting in the Reporting Person holding 871 DERs in the aggregate. |
| 7 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 11,190 | $92.75 | 89,454 | D | — | — | (F8) The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for Relative Performance Stock Units (RPSUs) having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 11,190 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. |
| 8 | Derivative | Relative Performance Stock Units | 2025-01-02 | A | A | 14,216 | $0.00 | 14,216 | D | $0.00 · 2028-01-02 to 2028-01-02 | 14,216 Common Stock, par value $.01 per share | (F10) On January 2, 2025, the Reporting Person was issued 14,216 RPSUs by NRG under the LTIP that vest on January 2, 2028, subject to certain performance conditions. |
| 9 | Derivative | Dividend Equivalent Rights | 2025-01-02 | M | A | 2,066 | $92.75 | 2,066 | D | $0.00 · 2025-01-02 to 2025-01-02 | 2,066 Common Stock, par value $.01 per share | |
| 10 | Derivative | Relative Performance Stock Units | 2025-01-02 | M | D | 19,810 | $92.75 | 0 | D | — · 2025-01-02 to 2025-01-02 | 19,810 Common Stock, par value $.01 per share | (F9) Conversion price is not applicable. |