Form 4 for NRG NRG Energy
Accepted 2025-01-06 00:00:00 ET · period of report 2025-01-02 · accession 0001225208-25-000390 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-01-06 | 2025-01-02 | NRG | Gaudette Robert J | EVP, NRG Business | S - Sale+OE | $91.41 | -60.0K | 64.4K | -48% | -$5.48M |
| DM | 2025-01-06 | 2025-01-02 | NRG | Gaudette Robert J | EVP, NRG Business | F - Tax | $92.75 | -13.8K | 137.5K | -9% | -$1.28M |
| DM | 2025-01-06 | 2025-01-02 | NRG | Gaudette Robert J | EVP, NRG Business | M - OptEx | $8.76 | +24.2K | 126.9K | +24% | +$211.8K |
| D | 2025-01-06 | 2025-01-02 | NRG | Gaudette Robert J | EVP, NRG Business | A - Grant | $0.00 | +9,028 | 135.9K | +7% | $0 |
| DM | 2025-01-06 | 2025-01-02 | NRG | Gaudette Robert J | EVP, NRG Business | M - OptEx | $92.75 | -19.6K | 0 | -100% | -$1.82M |
| D | 2025-01-06 | 2025-01-02 | NRG | Gaudette Robert J | EVP, NRG Business | A - Grant | $0.00 | +14.2K | 14.2K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2025-01-02 | S | D | 60,000 | $91.41 | 64,448 | D | — | — | (F8) This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| 2 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 9,516 | $92.75 | 124,448 | D | — | — | (F7) The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 9,516 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. |
| 3 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 1,819 | $92.75 | 133,964 | D | — | — | (F6) On January 2, 2023, the Reporting Person was issued 21,053 RSUs by NRG under the LTIP. On January 2, 2025, 7,011 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,819 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 460 DERs vested, resulting in the Reporting Person holding 674 DERs in the aggregate. |
| 4 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 1,707 | $92.75 | 135,783 | D | — | — | (F5) On January 2, 2024, the Reporting Person was issued 13,463 RSUs by NRG under the LTIP. On January 2, 2025, 4,483 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,707 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 105 DERs vested, resulting in the Reporting Person holding 1,134 DERs in the aggregate. |
| 5 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 744 | $92.75 | 137,490 | D | — | — | (F4) On January 2, 2022, the Reporting Person was issued 7,186 RSUs by NRG under the LTIP. On January 2, 2025, 2,401 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 744 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 250 DERs vested, resulting in the Reporting Person holding 1,239 DERs in the aggregate. |
| 6 | Common | Common Stock, par value $.01 per share | 2025-01-02 | M | A | 2,284 | $92.75 | 138,234 | D | — | — | (F3) In connection with the vesting of the RPSUs described above, an incremental 2,284 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. |
| 7 | Common | Common Stock, par value $.01 per share | 2025-01-02 | A | A | 9,028 | $0.00 | 135,950 | D | — | — | (F2) Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. |
| 8 | Common | Common Stock, par value $.01 per share | 2025-01-02 | M | A | 21,898 | $0.00 | 126,922 | D | — | — | (F1) The Reporting Person was issued 21,898 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under NRG's Amended and Restated Long-Term Incentive Plan ("LTIP") that vested subject to certain performance conditions on January 2, 2025. |
| 9 | Derivative | Dividend Equivalent Rights | 2025-01-02 | M | A | 2,284 | $92.75 | 2,284 | D | $0.00 · 2025-01-02 to 2025-01-02 | 2,284 Common Stock, par value $.01 per share | |
| 10 | Derivative | Relative Performance Stock Units | 2025-01-02 | M | D | 21,898 | $92.75 | 0 | D | $0.00 · 2025-01-02 to 2025-01-02 | 21,898 Common Stock, par value $.01 per share | |
| 11 | Derivative | Relative Performance Stock Units | 2025-01-02 | A | A | 14,216 | $0.00 | 14,216 | D | $0.00 · 2028-01-02 to 2028-01-02 | 14,216 Common Stock, par value $.01 per share |