Form 4 for NRG NRG Energy
Accepted 2025-01-06 00:00:00 ET · period of report 2025-01-02 · accession 0001225208-25-000391 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-06 | 2025-01-02 | NRG | Kinney Virginia | EVP, Chief Admin Off | F - Tax | $92.75 | -8,229 | 66.1K | -11% | -$763.2K |
| DM | 2025-01-06 | 2025-01-02 | NRG | Kinney Virginia | EVP, Chief Admin Off | M - OptEx | $8.76 | +18.0K | 67.5K | +36% | +$158.0K |
| D | 2025-01-06 | 2025-01-02 | NRG | Kinney Virginia | EVP, Chief Admin Off | A - Grant | $0.00 | +5,115 | 72.7K | +8% | $0 |
| DM | 2025-01-06 | 2025-01-02 | NRG | Kinney Virginia | EVP, Chief Admin Off | M - OptEx | $92.75 | -14.6K | 0 | -100% | -$1.36M |
| D | 2025-01-06 | 2025-01-02 | NRG | Kinney Virginia | EVP, Chief Admin Off | A - Grant | $0.00 | +8,054 | 8,054 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 688 | $92.75 | 72,627 | D | — | — | (F7) On January 2, 2023, the Reporting Person was issued 7,986 RSUs by NRG under the LTIP. On January 2, 2025, 2,659 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 688 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 174 DERs vested, resulting in the Reporting Person holding 844 DERs in the aggregate. |
| 2 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 581 | $92.75 | 73,315 | D | — | — | (F6) On January 2, 2022, the Reporting Person was issued 5,362 RSUs by NRG under the LTIP. On January 2, 2025, 1,791 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 581 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 186 DERs vested, resulting in the Reporting Person holding 1,018 DERs in the aggregate. |
| 3 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 468 | $92.75 | 73,896 | D | — | — | (F5) On January 2, 2024, the Reporting Person was issued 5,634 RSUs by NRG under the LTIP. On January 2, 2025, 1,876 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 468 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 44 DERs vested, resulting in the Reporting Person holding 1,204 DERs in the aggregate. |
| 4 | Common | Common Stock, par value $.01 per share | 2025-01-02 | M | A | 1,704 | $92.75 | 74,364 | D | — | — | (F4) In connection with the vesting of the RPSUs described above, an incremental 1,704 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. |
| 5 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 6,492 | $92.75 | 66,135 | D | — | — | (F8) The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 6,492 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. |
| 6 | Common | Common Stock, par value $.01 per share | 2025-01-02 | A | A | 5,115 | $0.00 | 72,660 | D | — | — | (F3) Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. |
| 7 | Common | Common Stock, par value $.01 per share | 2025-01-02 | M | A | 16,338 | $0.00 | 67,545 | D | — | — | (F1) The Reporting Person was issued 16,338 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under NRG's Amended and Restated Long-Term Incentive Plan ("LTIP") that vested subject to certain performance conditions on January 2, 2025. (F2) Unit price is $92.75. |
| 8 | Derivative | Dividend Equivalent Rights | 2025-01-02 | M | A | 1,704 | $92.75 | 1,704 | D | $0.00 · 2025-01-02 to 2025-01-02 | 1,704 Common Stock, par value $.01 per share | |
| 9 | Derivative | Relative Performance Stock Units | 2025-01-02 | M | D | 16,338 | $92.75 | 0 | D | — · 2025-01-02 to 2025-01-02 | 16,338 Common Stock, par value $.01 per share | (F9) Conversion price is not applicable. |
| 10 | Derivative | Relative Performance Stock Units | 2025-01-02 | A | A | 8,054 | $0.00 | 8,054 | D | $0.00 · 2028-01-02 to 2028-01-02 | 8,054 Common Stock, par value $.01 per share | (F10) On January 2, 2025, the Reporting Person was issued 8,054 RPSUs by NRG under the LTIP that vest on January 2, 2028, subject to certain performance conditions. |