Form 4 for NRG NRG Energy
Accepted 2025-01-06 00:00:00 ET · period of report 2025-01-02 · accession 0001225208-25-000392 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-06 | 2025-01-02 | NRG | Liyanearachchi Dak | EVP, Chief Technology Ofc | F - Tax | $92.75 | -8,801 | 59.0K | -13% | -$816.3K |
| DM | 2025-01-06 | 2025-01-02 | NRG | Liyanearachchi Dak | EVP, Chief Technology Ofc | M - OptEx | $8.76 | +19.3K | 61.6K | +46% | +$169.3K |
| D | 2025-01-06 | 2025-01-02 | NRG | Liyanearachchi Dak | EVP, Chief Technology Ofc | A - Grant | $0.00 | +4,447 | 66.0K | +7% | $0 |
| D | 2025-01-06 | 2025-01-02 | NRG | Liyanearachchi Dak | EVP, Chief Technology Ofc | A - Grant | $0.00 | +7,003 | 7,003 | New | $0 |
| DM | 2025-01-06 | 2025-01-02 | NRG | Liyanearachchi Dak | EVP, Chief Technology Ofc | M - OptEx | $92.75 | -15.7K | 1,825 | -90% | -$1.45M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 443 | $92.75 | 67,408 | D | — | — | (F5) On January 2, 2024, the Reporting Person was issued 5,339 RSUs by NRG under the LTIP. On January 2, 2025, 1,777 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 443 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 41 DERs vested, resulting in the Reporting Person holding 1,133 DERs in the aggregate. |
| 2 | Common | Common Stock, par value $.01 per share | 2025-01-02 | M | A | 1,825 | $92.75 | 67,851 | D | — | — | (F4) In connection with the vesting of the RPSUs described above, an incremental 1,825 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. |
| 3 | Common | Common Stock, par value $.01 per share | 2025-01-02 | A | A | 4,447 | $0.00 | 66,026 | D | — | — | (F3) Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. |
| 4 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 721 | $92.75 | 66,072 | D | — | — | (F7) On January 2, 2023, the Reporting Person was issued 8,349 RSUs by NRG under the LTIP. On January 2, 2025, 2,780 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 721 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 182 DERs vested, resulting in the Reporting Person holding 751 DERs in the aggregate. |
| 5 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 615 | $92.75 | 66,793 | D | — | — | (F6) On January 2, 2022, the Reporting Person was issued 5,743 RSUs by NRG under the LTIP. On January 2, 2025, 1,919 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 615 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 200 DERs vested, resulting in the Reporting Person holding 933 DERs in the aggregate. |
| 6 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 7,022 | $92.75 | 59,050 | D | — | — | (F8) The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 7,022 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. |
| 7 | Common | Common Stock, par value $.01 per share | 2025-01-02 | M | A | 17,498 | $0.00 | 61,579 | D | — | — | (F1) The Reporting Person was issued 17,498 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under NRG's Amended and Restated Long-Term Incentive Plan ("LTIP") that vested subject to certain performance conditions on January 2, 2025. (F2) Unit price is $92.75. |
| 8 | Derivative | Relative Performance Stock Units | 2025-01-02 | A | A | 7,003 | $0.00 | 7,003 | D | $0.00 · 2028-01-02 to 2028-01-02 | 7,003 Common Stock, par value $.01 per share | (F10) On January 2, 2025, the Reporting Person was issued 7,003 RPSUs by NRG under the LTIP that vest on January 2, 2028, subject to certain performance conditions. |
| 9 | Derivative | Relative Performance Stock Units | 2025-01-02 | M | D | 17,498 | $92.75 | 0 | D | — · 2025-01-02 to 2025-01-02 | 17,498 Common Stock, par value $.01 per share | (F9) Conversion price is not applicable. |
| 10 | Derivative | Dividend Equivalent Rights | 2025-01-02 | M | A | 1,825 | $92.75 | 1,825 | D | $0.00 · 2025-01-02 to 2025-01-02 | 1,825 Common Stock, par value $.01 per share |