Form 4 for NRG NRG Energy
Accepted 2025-01-06 00:00:00 ET · period of report 2025-01-02 · accession 0001225208-25-000395 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-06 | 2025-01-02 | NRG | Spencer Gerald Alfred | SVP, CAO | F - Tax | $92.75 | -542 | 7,607 | -7% | -$50.3K |
| D | 2025-01-06 | 2025-01-02 | NRG | Spencer Gerald Alfred | SVP, CAO | A - Grant | $0.00 | +2,001 | 7,783 | +35% | $0 |
| D | 2025-01-06 | 2025-01-02 | NRG | Spencer Gerald Alfred | SVP, CAO | A - Grant | $0.00 | +3,151 | 3,151 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 366 | $92.75 | 7,241 | D | — | — | (F3) On January 2, 2024, the Reporting Person was issued 3,622 RSUs by NRG under the LTIP. On January 2, 2025, 1,206 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 366 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 28 DERs vested, resulting in the Reporting Person holding 84 DERs in the aggregate. |
| 2 | Common | Common Stock, par value $.01 per share | 2025-01-02 | F | D | 176 | $92.75 | 7,607 | D | — | — | (F2) On January 2, 2024, the Reporting Person was issued 1,739 RSUs by NRG under the LTIP. On January 2, 2025, 579 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 176 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 13 DERs vested, resulting in the Reporting Person holding 112 DERs in the aggregate. |
| 3 | Common | Common Stock, par value $.01 per share | 2025-01-02 | A | A | 2,001 | $0.00 | 7,783 | D | — | — | (F1) Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. |
| 4 | Derivative | Relative Performance Stock Units | 2025-01-02 | A | A | 3,151 | $0.00 | 3,151 | D | $0.00 · 2028-01-02 to 2028-01-02 | 3,151 Common Stock, par value $.01 per share | (F4) On January 2, 2025, the Reporting Person was issued 3,151 RPSUs by NRG under the LTIP that vest on January 2, 2028, subject to certain performance conditions. |