Form 4 for JFR NUVEEN FLOATING RATE INCOME FUND
Accepted 2025-02-27 00:00:00 ET · period of report 2025-02-25 · accession 0001225208-25-002597 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-27 | 2025-02-25 | JFR | MOSCHNER ALBIN F | Trustee | X - OptEx | $8.20 | +6,903 | 34.5K | +25% | +$56.6K |
| D | 2025-02-27 | 2025-02-25 | JFR | MOSCHNER ALBIN F | Trustee | X - OptEx | $0.00 | -34.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-25 | X | A | 6,903.20 | $8.20 | 34,516.20 | D | — | — | (F1) Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). |
| 2 | Derivative | Subscription right | 2025-02-25 | X | D | 34,516 | $0.00 | 0 | D | $8.20 · 2025-01-21 to 2025-02-19 | 6,903.20 Common Stock |