Form 4 for BR Broadridge Financial Solutions
Accepted 2025-04-03 00:00:00 ET · period of report 2025-04-01 · accession 0001225208-25-004012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-04-03 | 2025-04-01 | BR | Jarkowski Hope M. | CLO | M - OptEx | $0.00 | +3,903 | 3,904 | +312,240% | $0 |
| D | 2025-04-03 | 2025-04-01 | BR | Jarkowski Hope M. | CLO | F - Tax | $244.72 | -1,766 | 2,138 | -45% | -$432.2K |
| D | 2025-04-03 | 2025-04-01 | BR | Jarkowski Hope M. | CLO | M - OptEx | $0.00 | -3,903 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-04-01 | M | A | 3,903 | $0.00 | 3,904.25 | D | — | — | (F1) Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2025 3,903 Restricted Stock Units vested and converted into an equal number of shares of common stock. |
| 2 | Common | Common Stock | 2025-04-01 | F | D | 1,766 | $244.72 | 2,138.25 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2025-04-01 | M | D | 3,903 | $0.00 | 0 | D | $0.00 · 2025-04-01 to — | 3,903 Common Stock | (F1) Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2025 3,903 Restricted Stock Units vested and converted into an equal number of shares of common stock. |