Form 4 for RCKY ROCKY BRANDS, INC.
Accepted 2025-11-06 00:00:00 ET · period of report 2025-11-04 · accession 0001225208-25-008999 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-11-06 | 2025-11-05+ | RCKY | LOVELAND CURTIS A | Assistant Sec, Dir | S - Sale+OE | $30.89 | -4,781 | 0 | -100% | -$147.7K |
| D | 2025-11-06 | 2025-11-04 | RCKY | LOVELAND CURTIS A | Assistant Sec, Dir | M - OptEx | $28.07 | +5,000 | 105.2K | +5% | +$140.3K |
| DM | 2025-11-06 | 2025-11-04+ | RCKY | LOVELAND CURTIS A | Assistant Sec, Dir | S - Sale+OE | $30.57 | -9,775 | 95.5K | -9% | -$298.8K |
| D | 2025-11-06 | 2025-11-04 | RCKY | LOVELAND CURTIS A | Assistant Sec, Dir | M - OptEx | $0.00 | -5,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, without par value | 2025-11-05 | S | D | 2,619 | $29.65 | 2,162 | I | — | — | (F4) Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.63 to $29.85. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. |
| 2 | Common | Common Stock, without par value | 2025-11-06 | S | D | 2,162 | $32.39 | 0 | I | — | — | |
| 3 | Common | Common Stock, without par value | 2025-11-04 | M | A | 5,000 | $28.07 | 105,229 | D Held in Keogh account. | — | — | |
| 4 | Common | Common Stock, without par value | 2025-11-04 | S | D | 4,000 | $28.80 | 101,229 | D Held in Keogh account. | — | — | (F1) Price represents a weighted average of the sale price. Shares were sold at prices ranging from $28.75 to $28.80. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. |
| 5 | Common | Common Stock, without par value | 2025-11-05 | S | D | 1,000 | $28.75 | 100,229 | D | — | — | (F2) Price represents a weighted average of the sale price. Shares were sold at prices ranging from $28.75 to $28.82. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. |
| 6 | Common | Common Stock, without par value | 2025-11-06 | S | D | 4,775 | $32.43 | 95,454 | D | — | — | (F3) Price represents a weighted average of the sale price. Shares were sold at prices ranging from $32.38 to $32.62. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. |
| 7 | Derivative | Stock Option (right to buy) | 2025-11-04 | M | D | 5,000 | $0.00 | 0 | D | $28.07 · — to 2026-01-04 | 5,000 Common Stock, without par value | (F5) Options became fully vested on December 31, 2021. |