Form 4 for RCKY ROCKY BRANDS, INC.
Accepted 2025-11-07 00:00:00 ET · period of report 2025-11-05 · accession 0001225208-25-009035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-11-07 | 2025-11-05 | RCKY | Wortham Byron | SVP Georgia Boot, Durango | M - OptEx | $17.68 | +2,400 | 6,600 | +57% | +$42.4K |
| D | 2025-11-07 | 2025-11-05 | RCKY | Wortham Byron | SVP Georgia Boot, Durango | S - Sale+OE | $29.90 | -6,600 | 0 | -100% | -$197.3K |
| DM | 2025-11-07 | 2025-11-05 | RCKY | Wortham Byron | SVP Georgia Boot, Durango | M - OptEx | $0.00 | -2,400 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, without par value | 2025-11-05 | M | A | 2,000 | $18.90 | 6,200 | D | — | — | |
| 2 | Common | Common Stock, without par value | 2025-11-05 | S | D | 6,600 | $29.90 | 0 | D | — | — | (F1) Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.8287 to $30.02. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. |
| 3 | Common | Common Stock, without par value | 2025-11-05 | M | A | 400 | $11.55 | 6,600 | D | — | — | |
| 4 | Derivative | Stock Option (right to buy) | 2025-11-05 | M | D | 400 | $0.00 | 0 | D | $11.55 · — to 2027-01-03 | 400 Common Stock, without par value | (F2) Option vests 20% per year beginning on the first anniversary of the date of grant. |
| 5 | Derivative | Stock Option (right to buy) | 2025-11-05 | M | D | 2,000 | $0.00 | 0 | D | $18.90 · — to 2028-01-02 | 2,000 Common Stock, without par value | (F2) Option vests 20% per year beginning on the first anniversary of the date of grant. |