Form 4 for RJF Raymond James Financial
Accepted 2025-12-02 00:00:00 ET · period of report 2025-11-30 · accession 0001225208-25-009575 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-02 | 2025-11-30 | RJF | Aisenbrey Christopher S | CHRO | M - OptEx | $0.00 | +1,595 | 15.7K | +11% | $0 |
| DM | 2025-12-02 | 2025-11-30 | RJF | Aisenbrey Christopher S | CHRO | F - Tax | $156.54 | -388 | 15.3K | -2% | -$60.7K |
| DM | 2025-12-02 | 2025-11-30 | RJF | Aisenbrey Christopher S | CHRO | M - OptEx | $0.00 | -1,595 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-30 | M | A | 900 | $0.00 | 15,029 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Common | Common Stock | 2025-11-30 | M | A | 695 | $0.00 | 15,724 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 3 | Common | Common Stock | 2025-11-30 | F | D | 169 | $156.54 | 15,555 | D | — | — | |
| 4 | Common | Common Stock | 2025-11-30 | F | D | 219 | $156.54 | 15,336 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2025-11-30 | M | D | 695 | $0.00 | 695 | D | — · — to 2026-11-30 | 695 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F4) RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026. |
| 6 | Derivative | Restricted Stock Units | 2025-11-30 | M | D | 900 | $0.00 | 0 | D | — · — to 2025-11-30 | 900 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. |