Form 4 for RJF Raymond James Financial
Accepted 2025-12-02 00:00:00 ET · period of report 2025-11-30 · accession 0001225208-25-009584 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-02 | 2025-11-30+ | RJF | Larson Katherine H | CAO | M - OptEx | $0.00 | +1,813 | 1,997 | +985% | $0 |
| DM | 2025-12-02 | 2025-11-30+ | RJF | Larson Katherine H | CAO | F - Tax | $156.50 | -440 | 1,975 | -18% | -$68.9K |
| DM | 2025-12-02 | 2025-11-30+ | RJF | Larson Katherine H | CAO | M - OptEx | $0.00 | -1,813 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-30 | M | A | 525 | $0.00 | 1,990 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Common | Common Stock | 2025-11-30 | M | A | 332 | $0.00 | 2,322 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 3 | Common | Common Stock | 2025-11-30 | F | D | 80 | $156.54 | 2,242 | D | — | — | |
| 4 | Common | Common Stock | 2025-11-30 | F | D | 128 | $156.54 | 2,114 | D | — | — | |
| 5 | Common | Common Stock | 2025-11-30 | F | D | 210 | $156.54 | 1,904 | D | — | — | |
| 6 | Common | Common Stock | 2025-12-02 | F | D | 22 | $155.83 | 1,975 | D | — | — | |
| 7 | Common | Common Stock | 2025-11-30 | M | A | 863 | $0.00 | 1,465 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 8 | Common | Common Stock | 2025-12-02 | M | A | 93 | $0.00 | 1,997 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 9 | Derivative | Restricted Stock Units | 2025-11-30 | M | D | 525 | $0.00 | 0 | D | — · — to 2025-11-30 | 525 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F4) RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. |
| 10 | Derivative | Restricted Stock Units | 2025-11-30 | M | D | 863 | $0.00 | 576 | D | — · — to 2027-11-30 | 863 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F6) RSUs vested 60% on 11/30/2025 and will vest 20% on 11/30/2026 and 20% on 11/30/2027. |
| 11 | Derivative | Restricted Stock Units | 2025-11-30 | M | D | 332 | $0.00 | 332 | D | — · — to 2026-11-30 | 332 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F5) RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026. |
| 12 | Derivative | Restricted Stock Units | 2025-12-02 | M | D | 93 | $0.00 | 0 | D | — · 2025-12-02 to 2025-12-02 | 93 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |