Form 4 for RJF Raymond James Financial
Accepted 2025-12-02 00:00:00 ET · period of report 2025-11-30 · accession 0001225208-25-009585 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-02 | 2025-11-30+ | RJF | Helal Tarek | Chief Strategy Off | M - OptEx | $0.00 | +3,507 | 23.9K | +17% | $0 |
| DM | 2025-12-02 | 2025-11-30+ | RJF | Helal Tarek | Chief Strategy Off | F - Tax | $156.45 | -853 | 24.7K | -3% | -$133.5K |
| DM | 2025-12-02 | 2025-11-30+ | RJF | Helal Tarek | Chief Strategy Off | M - OptEx | $0.00 | -3,507 | 1,036 | -77% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-30 | M | A | 900 | $0.00 | 24,829 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F2) Includes 54 shares of common stock acquired on March 4, 2025, 57 shares of common stock acquired on June 3, 2025, and 49 shares of common stock acquired on September 3, 2025, pursuant to the registrant's Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2025-11-30 | M | A | 611 | $0.00 | 25,440 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F2) Includes 54 shares of common stock acquired on March 4, 2025, 57 shares of common stock acquired on June 3, 2025, and 49 shares of common stock acquired on September 3, 2025, pursuant to the registrant's Employee Stock Purchase Plan. |
| 3 | Common | Common Stock | 2025-11-30 | F | D | 148 | $156.54 | 25,292 | D | — | — | (F2) Includes 54 shares of common stock acquired on March 4, 2025, 57 shares of common stock acquired on June 3, 2025, and 49 shares of common stock acquired on September 3, 2025, pursuant to the registrant's Employee Stock Purchase Plan. |
| 4 | Common | Common Stock | 2025-11-30 | F | D | 220 | $156.54 | 25,072 | D | — | — | (F2) Includes 54 shares of common stock acquired on March 4, 2025, 57 shares of common stock acquired on June 3, 2025, and 49 shares of common stock acquired on September 3, 2025, pursuant to the registrant's Employee Stock Purchase Plan. |
| 5 | Common | Common Stock | 2025-12-02 | M | A | 442 | $0.00 | 25,136 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F2) Includes 54 shares of common stock acquired on March 4, 2025, 57 shares of common stock acquired on June 3, 2025, and 49 shares of common stock acquired on September 3, 2025, pursuant to the registrant's Employee Stock Purchase Plan. |
| 6 | Common | Common Stock | 2025-12-02 | F | D | 107 | $155.83 | 25,029 | D | — | — | (F2) Includes 54 shares of common stock acquired on March 4, 2025, 57 shares of common stock acquired on June 3, 2025, and 49 shares of common stock acquired on September 3, 2025, pursuant to the registrant's Employee Stock Purchase Plan. |
| 7 | Common | Common Stock | 2025-11-30 | M | A | 1,554 | $0.00 | 23,929 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F2) Includes 54 shares of common stock acquired on March 4, 2025, 57 shares of common stock acquired on June 3, 2025, and 49 shares of common stock acquired on September 3, 2025, pursuant to the registrant's Employee Stock Purchase Plan. |
| 8 | Common | Common Stock | 2025-11-30 | F | D | 378 | $156.54 | 24,694 | D | — | — | (F2) Includes 54 shares of common stock acquired on March 4, 2025, 57 shares of common stock acquired on June 3, 2025, and 49 shares of common stock acquired on September 3, 2025, pursuant to the registrant's Employee Stock Purchase Plan. |
| 9 | Derivative | Restricted Stock Units | 2025-11-30 | M | D | 611 | $0.00 | 611 | D | — · — to 2026-11-30 | 611 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F5) RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026. |
| 10 | Derivative | Restricted Stock Units | 2025-12-02 | M | D | 442 | $0.00 | 0 | D | — · 2025-12-02 to 2025-12-02 | 442 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 11 | Derivative | Restricted Stock Units | 2025-11-30 | M | D | 900 | $0.00 | 0 | D | — · — to 2025-11-30 | 900 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F4) RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. |
| 12 | Derivative | Restricted Stock Units | 2025-11-30 | M | D | 1,554 | $0.00 | 1,036 | D | — · — to 2027-11-30 | 1,554 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F6) RSUs vested 60% on 11/30/2025 and will vest 20% on 11/30/2026 and 20% on 11/30/2027. |