Form 4 for RJF Raymond James Financial
Accepted 2025-12-02 00:00:00 ET · period of report 2025-11-30 · accession 0001225208-25-009590 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-02 | 2025-11-30 | RJF | Haynes Morgan Tarazeta J | Chief Audit Executive | M - OptEx | $0.00 | +1,292 | 4,923 | +36% | $0 |
| DM | 2025-12-02 | 2025-11-30 | RJF | Haynes Morgan Tarazeta J | Chief Audit Executive | F - Tax | $156.54 | -314 | 4,609 | -6% | -$49.2K |
| DM | 2025-12-02 | 2025-11-30 | RJF | Haynes Morgan Tarazeta J | Chief Audit Executive | M - OptEx | $0.00 | -1,292 | 843 | -61% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-30 | M | A | 495 | $0.00 | 4,126 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Common | Common Stock | 2025-11-30 | M | A | 450 | $0.00 | 4,576 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 3 | Common | Common Stock | 2025-11-30 | M | A | 347 | $0.00 | 4,923 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Common | Common Stock | 2025-11-30 | F | D | 84 | $156.54 | 4,839 | D | — | — | |
| 5 | Common | Common Stock | 2025-11-30 | F | D | 110 | $156.54 | 4,729 | D | — | — | |
| 6 | Common | Common Stock | 2025-11-30 | F | D | 120 | $156.54 | 4,609 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2025-11-30 | M | D | 450 | $0.00 | 0 | D | — · — to 2025-11-30 | 450 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. |
| 8 | Derivative | Restricted Stock Units | 2025-11-30 | M | D | 347 | $0.00 | 1,338 | D | — · — to 2026-11-30 | 347 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F4) RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026. |
| 9 | Derivative | Restricted Stock Units | 2025-11-30 | M | D | 495 | $0.00 | 843 | D | — · — to 2026-11-30 | 495 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F4) RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026. |